Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dale DoddsLincoln Financial Securities CorporationPrincipal Securities, Inc.10-31-2019
Pedro R. SilvaLPL Financial LLCPrincipal Securities, Inc.04-24-2019
Patrick McCabeVisionPoint Advisory GroupPrincipal Securities, Inc.04-05-2019
David Ray SimsHouseholder Group Estate & Retirement SpecialistsPrincipal Securities, Inc.01-23-2019
Wesley Ryon SorensenLPL Financial LLCPrincipal Securities, Inc.01-17-2019
Elizabeth Anne WilsonHilltop Securities Independent Network Inc.Principal Securities, Inc.11-01-2018
Brian Robert MolinFrost Brokerage Services, Inc.Principal Securities, Inc.10-16-2018
Adrian DizerAXA Advisors, LLCPrincipal Securities, Inc.08-27-2018
Luke BoughfmanPruco Securities, LLC.Principal Securities, Inc.08-20-2018
Robert Mark Buchanan Jr.UBS Financial Services Inc.Principal Securities, Inc.06-27-2018
Arlene G. EricsonAvantax Investment Services, Inc.Principal Securities, Inc.12-21-2017
Robert B. YoungProEquities, Inc.Principal Securities, Inc.12-01-2017
Marco Macy MeleroCambridge Investment Research, Inc.Principal Securities, Inc.09-27-2017
Jason Wade BohmannSecurities Service Network, LLCPrincipal Securities, Inc.07-31-2017
Richard Nicholas RimatoSagePoint Financial, Inc.Principal Securities, Inc.$4907-20-2017
Nicole Marie BranchBBVA Securities Inc.Principal Securities, Inc.01-19-2017
Kenton Heath FagenWealthPlan Advisors, LLCPrincipal Securities, Inc.11-30-2016
Vibha Janarden RawalAllstate Financial Services, LLCPrincipal Securities, Inc.10-06-2016
Claudia Elizabeth De La RosaM Holdings Securities, Inc.Principal Securities, Inc.08-18-2016
Jeffrey Paul AyersMorgan StanleyPrincipal Securities, Inc.08-17-2016
Chris DrachenbergNorthwestern Mutual Investment Services, LLCPrincipal Securities, Inc.08-08-2016
Steven Todd RuelasAllstate Financial Services, LLCPrincipal Securities, Inc.07-20-2016
Pradip Bhagwanji ShahMorgan StanleyPrincipal Securities, Inc.$1007-12-2016
Richard Edward ScottSignator Investors, Inc.Principal Securities, Inc.06-28-2016
Kelley Abington CloweCapital West Financial AdvisersPrincipal Securities, Inc.06-02-2016
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.