Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Joseph SheaPrivate Client Services, LLCPrivate Client Services, LLC02-23-2019
Mickie J. VallandinghamJ.J.B. Hilliard, W.L. Lyons, LLCPrivate Client Services, LLC11-09-2017
Victor M. MeyerowitzLPL Financial LLCPrivate Client Services, LLC08-25-2017
Steven Lee KingLPL Financial LLCPrivate Client Services, LLC$1008-25-2017
Thomas Michael SmithWaddell & ReedPrivate Client Services, LLC10-12-2015
Lauchlin Vernon HinesThurston Springer FinancialPrivate Client Services, LLC$2507-24-2015
Robert Jon SprawlsThurston Springer FinancialPrivate Client Services, LLC$2504-24-2015
Christopher Douglas RisherFirst Allied Securities, Inc.Private Client Services, LLC01-21-2014
Timothy A. WissingAmeriprise Financial Services, LLCPrivate Client Services, LLC10-02-2013
William Lawson Ralston IIILPL Financial LLCPrivate Client Services, LLC02-02-2012
John Patrick SchmidtAmerican Equity Investment CorporationPrivate Client Services, LLC11-01-2010

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.