Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Hunter Flack IIIKestra Investment Services, LLCProEquities, Inc.04-13-2020
David J. FosterLincoln Financial Advisors CorporationProEquities, Inc.05-20-2019
Jeremy W. YoungLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Aaron Christopher BethuneLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Bryan Fitzgerald HackettSA Stone Wealth Management Inc.ProEquities, Inc.04-30-2019
Ernest Givhan SieversTrueWealth Advisors, LLCProEquities, Inc.02-02-2019
Stephen Alan SieversTrueWealth Advisors, LLCProEquities, Inc.02-02-2019
Andrew Strickland MartinLincoln Financial Securities CorporationProEquities, Inc.02-01-2019
Randall Heath MorrisOneAscent Financial Services LLCProEquities, Inc.01-08-2019
Russell Cowan KizerCambridge Investment Research, Inc.ProEquities, Inc.10-16-2018
Andrew Lawrence ZorovichAmerican Portfolios Financial Services, Inc.ProEquities, Inc.$5010-02-2018
James Darwin PattenCapital Investment Group, Inc.ProEquities, Inc.09-21-2018
Philip Scott WilsonWilson Financial GroupProEquities, Inc.02-02-2018
Frederic Paul PerretFirst Affirmative Financial Network LLCProEquities, Inc.01-09-2018
Mike Anthony PriestleyMML Investors Services, LLCProEquities, Inc.12-04-2017
Dick White ThompsonMML Investors Services, LLCProEquities, Inc.10-04-2017
Michael P. McTigueInvestacorp, Inc.ProEquities, Inc.$10008-10-2017
Keri Elizabeth MasseyProEquities, Inc.ProEquities, Inc.07-19-2017
Breland Edward BoothTimberchase Financial, LLCProEquities, Inc.01-30-2017
Christopher Paul WebbEdward JonesProEquities, Inc.07-22-2016
Bradley Stuart WilliamsSound Income Strategies, LLCProEquities, Inc.07-11-2016
William Thomas NorwoodPNC InvestmentsProEquities, Inc.07-08-2016
Aimee Waters BarnesLPL Financial LLCProEquities, Inc.06-10-2016
Robert Jackson MannMetLife Securities Inc.ProEquities, Inc.08-19-2015
James Louis DouglassScottrade, Inc.ProEquities, Inc.08-04-2015
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.