Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Ray GrovesRaymond James Financial Services, Inc.ProEquities, Inc.06-01-2011
Hunter Phelps MasseyRaymond James Financial Services, Inc.ProEquities, Inc.06-21-2013
David B.H. Chaffe IVRaymond James & Associates, Inc.ProEquities, Inc.08-08-2013
Daniel Lee JackBBVA Securities Inc.ProEquities, Inc.$10008-13-2013
Gregory Lamar ClarkPruco Securities, LLC.ProEquities, Inc.$1010-29-2014
Walter Grinell BarnesUSA Financial Securities CorporationProEquities, Inc.$2502-25-2015
David Randall BarnesUSA Financial Securities CorporationProEquities, Inc.02-25-2015
Wade Alan WarrenLPL Financial LLCProEquities, Inc.$1006-15-2015
Bobby Mitchell Taylor Jr.LPL Financial LLCProEquities, Inc.07-16-2015
Christopher Paul WebbEdward JonesProEquities, Inc.07-22-2016
Dick White ThompsonMML Investors Services, LLCProEquities, Inc.10-04-2017
Mike Anthony PriestleyMML Investors Services, LLCProEquities, Inc.12-04-2017
Philip Scott WilsonWilson Financial GroupProEquities, Inc.02-02-2018
James Darwin PattenCapital Investment Group, Inc.ProEquities, Inc.09-21-2018
Russell Cowan KizerCambridge Investment Research, Inc.ProEquities, Inc.10-16-2018
Jeremy W. YoungLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Aaron Christopher BethuneLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
David J. FosterLincoln Financial Advisors CorporationProEquities, Inc.05-20-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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