Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Peter Hillsdon-SmithNorthwestern Mutual Investment Services, LLCProEquities, Inc.08-27-2010
Timothy McKenna Brian L Smith Timothy J McKenna Jr Bryan LavermanLPL Financial LLCProEquities, Inc.$15512-01-2011
Paul TingleySecurities Service Network, LLCProEquities, Inc.$35012-14-2012
James B DillonRegulus Advisors, LLCProEquities, Inc.$2309-03-2014
Justin W PalmerState Farm VP Management Corp.ProEquities, Inc.08-12-2015
Norman Helm HendricksParkland Securities, LLCProEquities, Inc.01-04-2016
George Henry Reed IIIBankers Life Securities, Inc.ProEquities, Inc.01-15-2016
Kenneth Homer GriffinBankers Life Securities, Inc.ProEquities, Inc.01-15-2016
Daniel S SchroederBankers Life Securities, Inc.ProEquities, Inc.01-15-2016
Adam T McHenryBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Matthew Nicholas WeddingBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Meredith KrogerEdward JonesProEquities, Inc.09-19-2017
Kurtus Todd ThompsonEdward JonesProEquities, Inc.11-06-2017
Todd Allen AndritschKestra Investment Services, LLCProEquities, Inc.12-14-2017
Jonathan Jay LouisEdward JonesProEquities, Inc.04-15-2019
Adam James ElderAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.