Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marilyn Martha CarlsonUnited Planners' Financial Services of America A Limited PartnerProEquities, Inc.01-16-2020
Robert Ernest CoodeValMark Securities, Inc.ProEquities, Inc.01-02-2020
Michael John Van HimbergenValMark Securities, Inc.ProEquities, Inc.$2501-02-2020
George L. Saltzman IVCentaurus Financial, Inc.ProEquities, Inc.$5012-04-2019
Austin W. BrownThe Leaders Group, Inc.ProEquities, Inc.11-25-2019
Keith M ClapacsValMark Securities, Inc.ProEquities, Inc.11-21-2019
Emmett Wesley Mankin IVCapital Investment Group, Inc.ProEquities, Inc.11-15-2019
David Randall EgglestonCapital Investment Group, Inc.ProEquities, Inc.11-15-2019
Debra Grewell PerryInvicta Capital LLCProEquities, Inc.10-04-2019
Christopher Thomas VinesIndependent Financial Group, LLCProEquities, Inc.10-02-2019
Louis Angelo TrivisonnoAurum Wealth Management Group LLCProEquities, Inc.09-04-2019
Robert Duncan CoodeAurum Wealth Management Group LLCProEquities, Inc.09-03-2019
Bura Claiborne Stringer Jr.Allstate Financial Services, LLCProEquities, Inc.08-29-2019
Thomas Jefferson RouseCalton & Associates, Inc.ProEquities, Inc.$10007-22-2019
Charles Elliott CarrickDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
William Bradford MannDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
Sheryl Lee AustinDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
Jeffery W. HwangDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
Ralph Milton Howell IIIDMJ Wealth Advisors, LLCProEquities, Inc.06-11-2019
Michael R. GillisDMJ Wealth Advisors, LLCProEquities, Inc.06-03-2019
Arthur M. Winstead Jr.DMJ Wealth Advisors, LLCProEquities, Inc.06-03-2019
James Michael Frado Jr.PNC InvestmentsProEquities, Inc.05-30-2019
David J. FosterLincoln Financial Advisors CorporationProEquities, Inc.05-20-2019
Jonathan Samuel KrugerSentinus-Halo Securities, LLCProEquities, Inc.05-20-2019
Jeremy W. YoungLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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