Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey James CordrayLBMZ Securities, Inc.Pruco Securities, LLC.10-01-2020
Carmen Erminda MeausooneEquitable Advisors, LLCPruco Securities, LLC.09-28-2020
Christopher John ShawNewbridge Securities CorporationPruco Securities, LLC.09-24-2020
Charles Calogero LociceroVanguard Advisers, Inc.Pruco Securities, LLC.09-19-2020
Scott W HaeffnerCambridge Investment Research, Inc.Pruco Securities, LLC.09-18-2020
James Ronald WelchCetera Investment Services LLCPruco Securities, LLC.09-14-2020
Brycen Edward WiseAllstate Financial Services, LLCPruco Securities, LLC.09-14-2020
Matthew J FreemanCetera Advisor Networks LLCPruco Securities, LLC.09-08-2020
Daniel Nathan BraunFidelity Brokerage Services LLCPruco Securities, LLC.08-28-2020
Kristopher Jon CowlesJCG Advisory Group, LLCPruco Securities, LLC.08-26-2020
Jeremy Michael EvensCitizens Securities, Inc.Pruco Securities, LLC.08-26-2020
Ying HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2020
Arthur L BushMML Investors Services, LLCPruco Securities, LLC.08-19-2020
Herbert S Frazier JrPark Avenue Securities LLCPruco Securities, LLC.08-19-2020
Steven M BushMML Investors Services, LLCPruco Securities, LLC.08-18-2020
George A Marshall IIAllstate Financial Services, LLCPruco Securities, LLC.08-14-2020
Wajih Zehra KazmiNYLIFE Securities LLCPruco Securities, LLC.08-13-2020
Douglas Steven RootCambridge Investment Research, Inc.Pruco Securities, LLC.08-13-2020
Tanner Shaffer CoulterLJI Wealth Management, LLCPruco Securities, LLC.08-12-2020
George Daniel YoungCitizens Securities, Inc.Pruco Securities, LLC.08-12-2020
Patrick James TuiteUnited Brokerage Services, IncPruco Securities, LLC.08-11-2020
Jeffry Francis AxeMML Investors Services, LLCPruco Securities, LLC.08-10-2020
David Reid Pringle JrCUSO Financial Services, L.P.Pruco Securities, LLC.08-05-2020
Aaron Wayne RocheOneAmerica Securities, Inc.Pruco Securities, LLC.08-04-2020
Charles MolloyCUNA Brokerage Services, Inc.Pruco Securities, LLC.08-03-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.