Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Farhana SyedLPL Financial LLCPruco Securities, LLC.03-25-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Paul C ChangGlobalink Securities, Inc.Pruco Securities, LLC.$10003-11-2019
Howard Jeffrey FriedmanCambridge Investment Research, Inc.Pruco Securities, LLC.02-28-2019
Charles Todd GreenblottPrincipal Securities, Inc.Pruco Securities, LLC.$15002-19-2019
Brian Paul CollaEdward JonesPruco Securities, LLC.02-15-2019
Jerry Winston Jarrett Jr.Cetera Investment Services LLCPruco Securities, LLC.$1002-04-2019
Geoffrey Cyril BentEdward JonesPruco Securities, LLC.02-01-2019
Michael Wayne ReynoldsEdward JonesPruco Securities, LLC.02-01-2019
John Cerulli Jr.J.P. Morgan Securities LLCPruco Securities, LLC.01-16-2019
Eric Daniel PanepintoThe Huntington Investment CompanyPruco Securities, LLC.01-14-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Ramses LosierBrokers International Financial Services, LLC.Pruco Securities, LLC.01-02-2019
Robert James Reid Jr.OneAmerica Securities, Inc.Pruco Securities, LLC.12-13-2018
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.$112-11-2018
Ryan A BeauregardEdward JonesPruco Securities, LLC.12-07-2018
Shannon James JohnsonMML Investors Services, LLCPruco Securities, LLC.11-12-2018
Raimondo Salvatore FeudaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-08-2018
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Eric Christopher MaherNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.$1011-06-2018
Rachel Hill AshmanSunTrust Investment Services, Inc.Pruco Securities, LLC.11-02-2018
Terry Wayne Van WinkleMWA Financial Services Inc.Pruco Securities, LLC.11-02-2018
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Showing 1 to 25 of 995 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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