Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip J. KehoeForta Financial Group, Inc.Pruco Securities, LLC.06-01-2020
David Norman BrownCetera Investment Services LLCPruco Securities, LLC.$5006-01-2020
Ronald D BuckholtzPrincipal Securities, Inc.Pruco Securities, LLC.05-06-2020
Thomas Mitchell DesrochesPlanMember Securities CorporationPruco Securities, LLC.05-05-2020
Scott Takashi IshikawaPruco Securities, LLC.Pruco Securities, LLC.04-29-2020
David Aaron YaffeeLPL Financial LLCPruco Securities, LLC.$10004-27-2020
Matthew Clay HenryLincoln Financial Securities CorporationPruco Securities, LLC.04-21-2020
Derek Robert BohmRBC Capital Markets, LLCPruco Securities, LLC.04-20-2020
Joseph K. PedersenPruco Securities, LLC.Pruco Securities, LLC.04-15-2020
Robert Benjamin ZantWorld Equity Group, Inc.Pruco Securities, LLC.04-08-2020
Michael Andre MacieiraPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Derek Eliot DobinPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Adam Alexandera AvilaPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Christopher SclafaniMML Investors Services, LLCPruco Securities, LLC.04-08-2020
Morris Lamar GibsonHornor, Townsend & Kent, LLCPruco Securities, LLC.04-07-2020
Daniel MorenoMML Investors Services, LLCPruco Securities, LLC.04-06-2020
James Robert ElsassPruco Securities, LLC.Pruco Securities, LLC.04-03-2020
Brandon Carey AshleyLincoln Financial Securities CorporationPruco Securities, LLC.$104-02-2020
Sung Chul Chul HongPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
Abid A. KhanPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
Spencer B. VowellPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
James Paul HudsonAXA Advisors, LLCPruco Securities, LLC.04-02-2020
Eric Conrad StrubleFidelity Brokerage Services LLCPruco Securities, LLC.04-01-2020
Brinton Lee ParkerPruco Securities, LLC.Pruco Securities, LLC.04-01-2020
Patrick BunyamanopPruco Securities, LLC.Pruco Securities, LLC.03-31-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.