Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antoinette Marie LitrentaNYLIFE Securities LLCPruco Securities, LLC.02-19-2016
Quynh-Anh Thi NguyenMML Investors Services, LLCPruco Securities, LLC.02-05-2016
Michael Francis GiacconeMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-04-2016
Kimberly Marie ErkonenCambridge Investment Research, Inc.Pruco Securities, LLC.02-01-2016
Esther Bernadette LathamMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.01-28-2016
Christopher RaddieMML Investors Services, LLCPruco Securities, LLC.01-28-2016
Brandon M. PestThe Huntington Investment CompanyPruco Securities, LLC.01-22-2016
Jacques CheryCountry Capital Management CompanyPruco Securities, LLC.01-22-2016
Seong M. YooAXA Advisors, LLCPruco Securities, LLC.01-14-2016
Paul Albert Siock IIIGWN Securities Inc.Pruco Securities, LLC.01-13-2016
Kevin Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.12-28-2015
Malcolm Carl EngstromSecurian Financial Services, Inc.Pruco Securities, LLC.12-24-2015
Sandra Kay WashburnSecurian Financial Services, Inc.Pruco Securities, LLC.12-24-2015
Lawrence Steven CohenAllstate Financial Services, LLCPruco Securities, LLC.12-23-2015
Alexander Michael DeerkopJ.P. Morgan Securities LLCPruco Securities, LLC.12-14-2015
Mark Eugene JohnsenNYLIFE Securities LLCPruco Securities, LLC.12-07-2015
David R. KirkMML Investors Services, LLCPruco Securities, LLC.12-07-2015
Gregory Ilyich RivineNYLIFE Securities LLCPruco Securities, LLC.12-02-2015
John Paul JordanSagePoint Financial, Inc.Pruco Securities, LLC.12-01-2015
Matthew Dennis GuilfordLPL Financial LLCPruco Securities, LLC.12-01-2015
Charles Benjamin SmallwoodEdward JonesPruco Securities, LLC.11-30-2015
Darryl Mitch VigilMorgan StanleyPruco Securities, LLC.11-19-2015
Matthew B. WilliamsCUSO Financial Services, L.P.Pruco Securities, LLC.11-16-2015
Robert Jan Willem BroncelMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-10-2015
Bari Johanna ZappoliWells Fargo Clearing Services, LLCPruco Securities, LLC.11-02-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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