Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Arthur DoyleMorgan StanleyPruco Securities, LLC.$5001-26-2009
David Scott PattersonLPL Financial LLCPruco Securities, LLC.02-27-2009
Charles Hal Kooken JrOFG Financial Services, Inc.Pruco Securities, LLC.03-04-2009
Thomas Elmer BodinHarbour Investments, Inc.Pruco Securities, LLC.03-12-2009
Evaggelos Leonidas TsambirasEquity Services, Inc.Pruco Securities, LLC.04-16-2009
Travis Scott HeimgartnerMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-17-2009
Leonard C CohenPark Avenue Securities LLCPruco Securities, LLC.05-11-2009
Robin K VernonPark Avenue Securities LLCPruco Securities, LLC.05-29-2009
Edwin George Colvin JrThe Leaders Group, Inc.Pruco Securities, LLC.06-30-2009
Diane Elaine HutchingsLPL Financial LLCPruco Securities, LLC.$2507-02-2009
Paul Erhard ReinkerSecurities America, Inc.Pruco Securities, LLC.07-17-2009
Darlene Elaine RoepoundstoneLPL Financial LLCPruco Securities, LLC.07-31-2009
Richard Ross PeckThrivent Investment Management Inc.Pruco Securities, LLC.08-18-2009
Morris ERNESTO GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2009
Natalie MowryMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$2509-08-2009
Kerry Joseph AndersonAmeritas Investment Company, LLCPruco Securities, LLC.10-01-2009
Kwang Soo KimLPL Financial LLCPruco Securities, LLC.10-02-2009
Farid MokhtarianThe Leaders Group, Inc.Pruco Securities, LLC.10-05-2009
Aaron T MooreLPL Financial LLCPruco Securities, LLC.10-12-2009
Jeffery Ralph GosenFounders Financial Securities LLCPruco Securities, LLC.11-13-2009
Dominic CarraderoCambridge Investment Research, Inc.Pruco Securities, LLC.01-25-2010
Brent J MowinskiVoya Financial Advisors, Inc.Pruco Securities, LLC.$2501-27-2010
Michael McGillMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-01-2010
Brian Daniel OConnellLPL Financial LLCPruco Securities, LLC.$2502-02-2010
Patrick Doolin TorreyCharles Schwab & Co., Inc.Pruco Securities, LLC.02-16-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.