Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristina Murphy EnglishTriad Advisors LLCPruco Securities, LLC.01-13-2009
Richard Anthony CamachoLPL Financial LLCPruco Securities, LLC.01-16-2009
Brandon Cao TruongPNC InvestmentsPruco Securities, LLC.01-26-2009
Brendan Arthur DoyleMorgan StanleyPruco Securities, LLC.$5001-26-2009
Elvin SpahoMetLife Securities Inc.Pruco Securities, LLC.01-28-2009
Joseph Gilbert MaurielloMetLife Securities Inc.Pruco Securities, LLC.01-30-2009
Thomas Joseph CotterBrooklight Place Securities, Inc.Pruco Securities, LLC.02-01-2009
George Wesley Martin IIITriad Advisors LLCPruco Securities, LLC.02-13-2009
David Scott PattersonLPL Financial LLCPruco Securities, LLC.02-27-2009
Charles Hal Kooken Jr.OFG Financial Services, Inc.Pruco Securities, LLC.$103-04-2009
Mark Joseph VamvaketisSignator Investors, Inc.Pruco Securities, LLC.03-09-2009
Thomas Elmer BodinHarbour Investments, Inc.Pruco Securities, LLC.03-12-2009
Evaggelos Leonidas TsambirasEquity Services, Inc.Pruco Securities, LLC.04-16-2009
Travis Scott HeimgartnerMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-17-2009
Leonard Charles CohenPark Avenue Securities LLCPruco Securities, LLC.05-11-2009
Leo Joseph NogaRaymond James Financial Services, Inc.Pruco Securities, LLC.05-15-2009
James Thomas PelusoRaymond James Financial Services, Inc.Pruco Securities, LLC.05-29-2009
Robin Kay VernonPark Avenue Securities LLCPruco Securities, LLC.05-29-2009
Diane Elaine HutchingsLPL Financial LLCPruco Securities, LLC.$2507-02-2009
Aramis PerezChase Investment Services Corp.Pruco Securities, LLC.07-08-2009
Justin Ajay SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-29-2009
Devon James PedrickHornor, Townsend & Kent, LLCPruco Securities, LLC.07-30-2009
Christopher Wayne AblaEdward JonesPruco Securities, LLC.07-31-2009
Darlene Elaine RoepoundstoneLPL Financial LLCPruco Securities, LLC.07-31-2009
Ryan Patrick RechMorgan StanleyPruco Securities, LLC.08-03-2009
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Showing 1 to 25 of 996 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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