Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason N GeislerChase Investment Services Corp.Pruco Securities, LLC.08-08-2011
Yaimis Martha VeraChase Investment Services Corp.Pruco Securities, LLC.06-20-2011
Sean Andrew FitzpatrickChase Investment Services Corp.Pruco Securities, LLC.04-11-2011
Wendy Lee WelbaumChase Investment Services Corp.Pruco Securities, LLC.03-28-2011
Kalie H. BaucomChase Investment Services Corp.Pruco Securities, LLC.03-18-2011
Donald G. HardwickChase Investment Services Corp.Pruco Securities, LLC.03-07-2011
Kyle Stanley LudwickChase Investment Services Corp.Pruco Securities, LLC.02-21-2011
Kelly Marie HopperChase Investment Services Corp.Pruco Securities, LLC.02-14-2011
Daniel A. AmaroChase Investment Services Corp.Pruco Securities, LLC.01-27-2011
Amon Albert AllahyariChase Investment Services Corp.Pruco Securities, LLC.12-31-2010
Matthew Allen JoyChase Investment Services Corp.Pruco Securities, LLC.11-08-2010
Tiffany Denise LewChase Investment Services Corp.Pruco Securities, LLC.10-25-2010
Andrae L. HamptonChase Investment Services Corp.Pruco Securities, LLC.09-27-2010
Robert Lawrence ElliottChase Investment Services Corp.Pruco Securities, LLC.07-27-2010
William Clarence Larkin Jr.Chase Investment Services Corp.Pruco Securities, LLC.06-29-2010
Ho Chi C. HelmichChase Investment Services Corp.Pruco Securities, LLC.06-28-2010
Jennifer RosalesChase Investment Services Corp.Pruco Securities, LLC.06-07-2010
Luis Cesar MirChase Investment Services Corp.Pruco Securities, LLC.04-12-2010
Raheel HussainChase Investment Services Corp.Pruco Securities, LLC.04-05-2010
Levon M HasserjianChase Investment Services Corp.Pruco Securities, LLC.03-15-2010
Joseph DiabChase Investment Services Corp.Pruco Securities, LLC.03-01-2010
Brian I. BaldwinChase Investment Services Corp.Pruco Securities, LLC.02-01-2010
Linda Ann SwansonChase Investment Services Corp.Pruco Securities, LLC.01-19-2010
Matthew Pascal MullenChase Investment Services Corp.Pruco Securities, LLC.12-01-2009
Douglas Ramon ForlastroChase Investment Services Corp.Pruco Securities, LLC.10-19-2009
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.