Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Silvestro IIIMML Investors Services, LLCPruco Securities, LLC.10-23-2019
Andrew C KingMML Investors Services, LLCPruco Securities, LLC.05-03-2019
Andrew GoodmanMML Investors Services, LLCPruco Securities, LLC.01-10-2020
Antony Byron BarberMML Investors Services, LLCPruco Securities, LLC.02-19-2019
Arthur L BushMML Investors Services, LLCPruco Securities, LLC.08-19-2020
Brian Andrew TrippiediMML Investors Services, LLCPruco Securities, LLC.08-24-2017
Christopher RaddieMML Investors Services, LLCPruco Securities, LLC.01-28-2016
Christopher SclafaniMML Investors Services, LLCPruco Securities, LLC.04-08-2020
Daniel MorenoMML Investors Services, LLCPruco Securities, LLC.04-06-2020
David Michael CapozziMML Investors Services, LLCPruco Securities, LLC.01-14-2019
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.09-06-2018
Derek T MainMML Investors Services, LLCPruco Securities, LLC.$1107-15-2020
Dhilan N ShahMML Investors Services, LLCPruco Securities, LLC.11-15-2019
Dillon M SmithMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Eric Alan KrauseMML Investors Services, LLCPruco Securities, LLC.05-06-2019
Eric Edward GronbeckMML Investors Services, LLCPruco Securities, LLC.02-21-2020
Eric Winston IseleyMML Investors Services, LLCPruco Securities, LLC.12-10-2019
Eugene Inchang SongMML Investors Services, LLCPruco Securities, LLC.02-09-2018
Guillermo A SileskyMML Investors Services, LLCPruco Securities, LLC.04-16-2019
Jamie LawhorneMML Investors Services, LLCPruco Securities, LLC.09-17-2018
Jasmin Joi ONealMML Investors Services, LLCPruco Securities, LLC.11-08-2019
Jeffry Francis AxeMML Investors Services, LLCPruco Securities, LLC.08-10-2020
Joann Mylan PhanMML Investors Services, LLCPruco Securities, LLC.02-25-2019
John Peter SchmickMML Investors Services, LLCPruco Securities, LLC.08-13-2019
John Wayne WorleyMML Investors Services, LLCPruco Securities, LLC.10-22-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.