Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ying HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2020
Brigida Nicole LoucksMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
David Michael SpaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
Laura Perez NashMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
Paul Robert SamuelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-18-2020
Kristian James LydonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-22-2020
John David BorzoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$15003-03-2020
Kerrie Ann Doughty-LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.12-19-2019
Regina C MoreiraMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-27-2019
Ryan FreedMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-30-2019
Michael Joshua SprangerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.06-25-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Raimondo Salvatore FeudaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-08-2018
Ryan Gabriel ScheidermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-22-2018
David SternMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-09-2018
Devon JerrardMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-14-2018
Jason Corey HudgensMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-04-2018
Thomas Aurelio DAvanzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.01-10-2018
Kevin Hiro IshijimaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-27-2017
Michael Francis GiacconeMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-04-2016
Esther Bernadette LathamMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.01-28-2016
Robert Jan Willem BroncelMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-10-2015
Jennifer Lloyd LivengoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$5011-05-2012
Ricardo RamirezMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-30-2012
Robert B CreevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-21-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.