Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Jeffrey AndersonPNC InvestmentsPruco Securities, LLC.$10010-31-2019
Stephen Donald CampbellPNC InvestmentsPruco Securities, LLC.06-04-2019
Albert Joseph HopkinsPNC InvestmentsPruco Securities, LLC.03-21-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.12-11-2018
David Martin GarresPNC InvestmentsPruco Securities, LLC.$25009-14-2018
Paul WesolowskiPNC InvestmentsPruco Securities, LLC.01-23-2018
James Francis KrusePNC InvestmentsPruco Securities, LLC.12-20-2017
Benjamin Aneurin Huggin Jr.PNC InvestmentsPruco Securities, LLC.$10011-06-2017
Kaleb Nathaniel BakerPNC InvestmentsPruco Securities, LLC.09-20-2017
Laura Virginia MacmorlandPNC InvestmentsPruco Securities, LLC.01-04-2017
Daniel StewartPNC InvestmentsPruco Securities, LLC.01-03-2017
Daniel R. Humphrey Jr.PNC InvestmentsPruco Securities, LLC.12-14-2016
Lawrence S. FairallPNC InvestmentsPruco Securities, LLC.11-17-2016
Gregory Dean ArnoldPNC InvestmentsPruco Securities, LLC.10-18-2016
Antonio Nicholas SmiklePNC InvestmentsPruco Securities, LLC.04-22-2016
Jamie Lee ChristhilfPNC InvestmentsPruco Securities, LLC.08-19-2014
Richard Paul SrnecPNC InvestmentsPruco Securities, LLC.04-08-2014
Deana Marie MillerPNC InvestmentsPruco Securities, LLC.03-28-2013
David M. MossPNC InvestmentsPruco Securities, LLC.03-08-2013
Joseph Mark HeislerPNC InvestmentsPruco Securities, LLC.$15002-13-2013
Timothy Sung-Jin KimPNC InvestmentsPruco Securities, LLC.09-14-2011
Eric B. SallisPNC InvestmentsPruco Securities, LLC.04-18-2011
Tana Louise HessomPNC InvestmentsPruco Securities, LLC.03-28-2011
David Elwood SeamanPNC InvestmentsPruco Securities, LLC.02-10-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.