Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Matthew BarrCetera Financial Specialists LLCPruco Securities, LLC.06-24-2019
Paul C ChangGlobalink Securities, Inc.Pruco Securities, LLC.$10003-11-2019
Brian Paul CollaEdward JonesPruco Securities, LLC.02-15-2019
Geoffrey Cyril BentEdward JonesPruco Securities, LLC.02-01-2019
Aaron Lynn IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.$109-04-2018
Tan Minh PhanTan Wealth ManagementPruco Securities, LLC.06-20-2018
Jeffrey Paul CzajkaLPL Financial LLCPruco Securities, LLC.04-18-2018
Richard AbarcaBancWest Investment Services, Inc.Pruco Securities, LLC.04-07-2018
Gennaro CostigliolaQuest Capital Strategies, Inc.Pruco Securities, LLC.04-03-2018
Richard Raymond RacofskyMorgan StanleyPruco Securities, LLC.01-18-2018
Michael SternMML Investors Services, LLCPruco Securities, LLC.$101-09-2018
Tim Eric Watson-WilliamsBankers Life Securities, Inc.Pruco Securities, LLC.01-09-2018
Ismael Omar MunozJ.P. Morgan Securities LLCPruco Securities, LLC.11-14-2017
Jose Gerardo PalonW&S Brokerage Services, Inc.Pruco Securities, LLC.11-14-2017
Kwadwo Opoku AdutwumCitigroup Global Markets Inc.Pruco Securities, LLC.10-27-2017
Hosung NaJ.P. Morgan Securities LLCPruco Securities, LLC.10-17-2017
Delia Elizabeth AtheyWoodbury Financial Services, Inc.Pruco Securities, LLC.09-01-2017
Masashi YamamotoNYLIFE Securities LLCPruco Securities, LLC.08-28-2017
James Paul Gahagan Jr.LPL Financial LLCPruco Securities, LLC.$2507-31-2017
Adam Robert CrettiMML Investors Services, LLCPruco Securities, LLC.05-26-2017
Clara Eleonora GillNational Planning CorporationPruco Securities, LLC.03-22-2017
George Patrick FlaniganPrincipal Securities, Inc.Pruco Securities, LLC.02-17-2017
James Ikeda Jr.J.P. Morgan Securities LLCPruco Securities, LLC.01-13-2017
Eric Martin CoresselSecurian Financial Services, Inc.Pruco Securities, LLC.09-01-2016
Thomas Finn CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2016
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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