Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yoonsik ChungNYLIFE Securities LLCPruco Securities, LLC.07-31-2020
Scott James JohnsonOneAmerica Securities, Inc.Pruco Securities, LLC.07-21-2020
Rita Marie Lacanfora-PotterMML Investors Services, LLCPruco Securities, LLC.05-06-2020
Jim FishNYLIFE Securities LLCPruco Securities, LLC.04-28-2020
Kerrie Ann Doughty-LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.12-19-2019
Matthew Lucian BensonJ.P. Morgan Securities LLCPruco Securities, LLC.11-27-2019
Thanh Duc NguyenJ.P. Morgan Securities LLCPruco Securities, LLC.10-17-2019
James Michael Teleposky JrMorgan StanleyPruco Securities, LLC.09-11-2019
Angela Beth ChinnFidelity Brokerage Services LLCPruco Securities, LLC.08-05-2019
Ryan FreedMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-30-2019
Joseph Matthew BarrCetera Financial Specialists LLCPruco Securities, LLC.06-24-2019
Timothy Liam DevlinLifePro Asset ManagementPruco Securities, LLC.06-13-2019
Hardeep SinghFarmers Financial Solutions, LLCPruco Securities, LLC.06-12-2019
Andrew C KingMML Investors Services, LLCPruco Securities, LLC.05-03-2019
Guillermo A SileskyMML Investors Services, LLCPruco Securities, LLC.04-16-2019
Lindsay Ann RaapLPL Financial LLCPruco Securities, LLC.04-02-2019
Paul C ChangGlobalink Securities, Inc.Pruco Securities, LLC.$10003-11-2019
Jonathan Pace FawcettPark Avenue Securities LLCPruco Securities, LLC.02-25-2019
Luz Angelica BarreraPrincipal Securities, Inc.Pruco Securities, LLC.11-30-2018
Larry James Miranda IIICrown Capital Securities, L.P.Pruco Securities, LLC.11-06-2018
Kevin Peter RocheTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.11-02-2018
David SternMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-09-2018
Melody Lynn DonnellyTD Ameritrade, Inc.Pruco Securities, LLC.09-28-2018
Jane E KwounW&S Brokerage Services, Inc.Pruco Securities, LLC.09-06-2018
Aaron Lynn IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.09-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.