Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph SikorskiAmeriprise Financial Services, LLCPruco Securities, LLC.02-19-2014
Todd David BranishBBVA Securities Inc.Pruco Securities, LLC.11-19-2019
Audrey Collins MorrisonCairn Financial Advisors, LLCPruco Securities, LLC.04-05-2018
Walter Heidenreich IIICambridge Investment Research, Inc.Pruco Securities, LLC.08-15-2014
William Ryan MillsCharles Schwab & Co., Inc.Pruco Securities, LLC.06-10-2016
David Reid Pringle JrCUSO Financial Services, L.P.Pruco Securities, LLC.08-05-2020
Melissa Jane HuffEdward JonesPruco Securities, LLC.09-27-2019
Charles Benjamin SmallwoodEdward JonesPruco Securities, LLC.11-30-2015
Craig A StavelyEnvisage Financial, LLCPruco Securities, LLC.05-04-2018
Pamela Diann HowardFarmers Financial Solutions, LLCPruco Securities, LLC.01-02-2018
James Timothy SmithFarmers Financial Solutions, LLCPruco Securities, LLC.08-03-2017
Eric Conrad StrubleFidelity Brokerage Services LLCPruco Securities, LLC.04-01-2020
Glenn Andrew Perry JrFidelity Brokerage Services LLCPruco Securities, LLC.11-29-2018
Preston Scott KendrickFidelity Brokerage Services LLCPruco Securities, LLC.12-07-2015
Wendy Margaret NelsonGeneos Wealth Management, Inc.Pruco Securities, LLC.09-24-2012
Scott E BraunGWFS Equities, Inc.Pruco Securities, LLC.01-21-2020
Michael Rodger PinedaLifeMark Securities Corp.Pruco Securities, LLC.08-14-2017
James Michael OLearyLPL Financial LLCPruco Securities, LLC.$1,00010-01-2010
Ryan Cannon JonesRaymond James & Associates, Inc.Pruco Securities, LLC.08-30-2013
James R Lingle JrThe Leaders Group, Inc.Pruco Securities, LLC.07-15-2020
John Patrick OreillyThe Leaders Group, Inc.Pruco Securities, LLC.04-09-2018
Hal D MaydenTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.04-07-2014

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.