Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David A YaffeeLPL Financial LLCPruco Securities, LLC.04-27-2020
Rodger Raheime HamiltonJ.P. Morgan Securities LLCPruco Securities, LLC.01-16-2020
Eric Winston IseleyMML Investors Services, LLCPruco Securities, LLC.12-10-2019
Dhilan N ShahMML Investors Services, LLCPruco Securities, LLC.11-15-2019
Beren Scott AndersonLincoln Financial Advisors CorporationPruco Securities, LLC.$2509-27-2019
Michael GaliettaMML Investors Services, LLCPruco Securities, LLC.07-15-2019
Eric Alan KrauseMML Investors Services, LLCPruco Securities, LLC.05-06-2019
Robert Edmund FryMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-02-2019
Charlotte De-SouzaFidelity Brokerage Services LLCPruco Securities, LLC.02-22-2019
Amy Louise CrookshankMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.11-16-2018
Anthony InzeroTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.08-30-2018
Haris SisicInteractive Brokers LLCPruco Securities, LLC.05-11-2018
Thomas Aurelio DAvanzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.01-10-2018
Jill Spencer HoneycombRaymond James Financial Services, Inc.Pruco Securities, LLC.$15008-13-2015
Michael John RobinsonTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.09-02-2014
Utpal ParekhPeople's Securities, Inc.Pruco Securities, LLC.05-22-2014
Anthony P MigliozziEdward JonesPruco Securities, LLC.$5004-02-2014
Daniel Craig WiceLPL Financial LLCPruco Securities, LLC.$1808-16-2012
Brian Daniel OConnellLPL Financial LLCPruco Securities, LLC.$2502-02-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.