Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Benjamin ZantWorld Equity Group, Inc.Pruco Securities, LLC.04-08-2020
John Walter YoashCape Securities Inc.Pruco Securities, LLC.03-20-2020
Raymond John Godleski IIIHornor, Townsend & Kent, LLCPruco Securities, LLC.03-05-2020
James Christopher SimsRaymond James Financial Services, Inc.Pruco Securities, LLC.$5001-10-2020
Malcolm Dee LewisMML Investors Services, LLCPruco Securities, LLC.10-08-2019
Andrew C. KingMML Investors Services, LLCPruco Securities, LLC.05-03-2019
Joann Mylan PhanMML Investors Services, LLCPruco Securities, LLC.02-25-2019
Antony Byron BarberMML Investors Services, LLCPruco Securities, LLC.02-19-2019
Amy E. JohnsonSunTrust Investment Services, Inc.Pruco Securities, LLC.01-18-2019
David Michael CapozziMML Investors Services, LLCPruco Securities, LLC.01-14-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Michael Richard DavisMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Dillon M. SmithMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Paden DallasMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Neil James BuonoTaylor Capital Management Inc.Pruco Securities, LLC.09-26-2018
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.09-06-2018
Thomas Leon Evans Jr.MML Investors Services, LLCPruco Securities, LLC.08-27-2018
Gregory Allan PetersPrincipal Securities, Inc.Pruco Securities, LLC.07-25-2018
Robert Dale YoungAXA Advisors, LLCPruco Securities, LLC.04-20-2017
Matthew James RobertsTD Ameritrade, Inc.Pruco Securities, LLC.04-19-2017
Matthew Shannon WilsonINVEST Financial CorporationPruco Securities, LLC.02-22-2017
Larry Craig DennisMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-21-2016
Richard Dominic AdamsMetLife Securities Inc.Pruco Securities, LLC.07-20-2016
Nanmei Wong ChinTaylor Capital Management Inc.Pruco Securities, LLC.04-15-2016
Scotty Hendricks Jr.Voya Financial Advisors, Inc.Pruco Securities, LLC.03-09-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.