Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amber Crystal Gruenloh1st Global Capital Corp.Pruco Securities, LLC.11-12-2013
Pamela Ann McCloskeyAllstate Financial Services, LLCPruco Securities, LLC.11-28-2017
John Emanuel ScottAmeriprise Financial Services, LLCPruco Securities, LLC.$101-16-2017
Miyoung YookAmeriprise Financial Services, LLCPruco Securities, LLC.$1007-31-2015
Joseph Sungwoo KimAmeriprise Financial Services, LLCPruco Securities, LLC.07-31-2015
Tanya Marie AdamsAXA Advisors, LLCPruco Securities, LLC.09-27-2018
Barry Martin WeinsteinAXA Advisors, LLCPruco Securities, LLC.09-06-2018
Richard James HawickhorstBrucke Financial, Inc.Pruco Securities, LLC.01-11-2018
Luke Edward DoedtmanBrucke Financial, Inc.Pruco Securities, LLC.01-11-2018
Cody Jordan HildebrandCetera Advisor Networks LLCPruco Securities, LLC.08-14-2018
Morgan Patrick McHaleCharles Schwab & Co., Inc.Pruco Securities, LLC.10-07-2019
Thomas Stephen BolanowskiEquity Services, Inc.Pruco Securities, LLC.06-29-2017
Michael J La ChapelleFarmers Financial Solutions, LLCPruco Securities, LLC.09-04-2015
Brandon C. FreemonFifth Third Securities, Inc.Pruco Securities, LLC.02-08-2011
Brian Herbert SchmidtGWFS Equities, Inc.Pruco Securities, LLC.03-09-2020
Joel David SmithGWFS Equities, Inc.Pruco Securities, LLC.04-17-2019
Adam Bruce LinkINVEST Financial CorporationPruco Securities, LLC.11-07-2017
James Douglas Wagner Sr.J.P. Morgan Securities LLCPruco Securities, LLC.12-17-2019
Galo Andres ReveloJ.P. Morgan Securities LLCPruco Securities, LLC.11-05-2019
Kerry Irene BleuherJ.P. Morgan Securities LLCPruco Securities, LLC.02-05-2019
Patricia Carol SmelcerJ.P. Morgan Securities LLCPruco Securities, LLC.08-12-2016
John R. TrefzgerJ.P. Morgan Securities LLCPruco Securities, LLC.04-12-2016
Aleksandra CukovicJ.P. Morgan Securities LLCPruco Securities, LLC.02-05-2014
Mark Alan McDonaldLincoln InvestmentPruco Securities, LLC.$1009-18-2013
Samuel T. HamraLPL Financial LLCPruco Securities, LLC.01-11-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.