Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean R CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-12-2009
Shoug MaysonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-30-2009
Carlos Alberto EstevesPNC InvestmentsPruco Securities, LLC.01-11-2010
Anton David CheckMorgan StanleyPruco Securities, LLC.04-12-2010
Anju SharmaPark Avenue Securities LLCPruco Securities, LLC.08-25-2010
Kambiz AmirzafariLPL Financial LLCPruco Securities, LLC.01-03-2011
Sherry Ellen MacLean MaurerLPL Financial LLCPruco Securities, LLC.01-03-2011
Richard John WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.01-18-2011
Paul Allyn OtisLPL Financial LLCPruco Securities, LLC.02-04-2011
Richard Albert NasdeoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$2506-09-2011
Mark William CassidyMorgan StanleyPruco Securities, LLC.06-13-2011
David Robert LiebermanAllstate Financial Services, LLCPruco Securities, LLC.08-15-2011
Joseph MaikischThrivent Investment Management Inc.Pruco Securities, LLC.12-02-2011
Robert B CreevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-21-2012
Jonathan Edward BeggMorgan StanleyPruco Securities, LLC.03-01-2012
Robert Thomas KnoxAllstate Financial Services, LLCPruco Securities, LLC.07-12-2012
Chad Ashley GoonanMetLife Securities Inc.Pruco Securities, LLC.08-31-2012
Steven Anthony NicoliniPruco Securities, LLC.Pruco Securities, LLC.10-12-2012
Keith Alan SmithAmeriprise Financial Services, LLCPruco Securities, LLC.$1010-19-2012
Christian Xander LoebLPL Financial LLCPruco Securities, LLC.$1012-11-2012
Douglas Edgar WeltzBestVest Investments, Ltd.Pruco Securities, LLC.02-13-2013
James M. KeeganFarmers Financial Solutions, LLCPruco Securities, LLC.02-27-2013
Gennaro CostigliolaNewport Wealth Management, LLCPruco Securities, LLC.04-16-2013
Noel A JorgensenPruco Securities, LLC.Pruco Securities, LLC.05-14-2013
Felicia L GarlandM Holdings Securities, Inc.Pruco Securities, LLC.07-11-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.