Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy J ChangM&T Securities, Inc.Pruco Securities, LLC.07-23-2020
Hurong LouAllstate Financial Services, LLCPruco Securities, LLC.06-26-2020
Robert Steven GershonEquitable Advisors, LLCPruco Securities, LLC.06-03-2020
Kristian James LydonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-22-2020
Christopher SclafaniMML Investors Services, LLCPruco Securities, LLC.04-08-2020
David Lewis LevittAllstate Financial Services, LLCPruco Securities, LLC.03-31-2020
David Argisht DavodiCapital AnalystsPruco Securities, LLC.03-12-2020
Amir AhmedJ.P. Morgan Securities LLCPruco Securities, LLC.02-19-2020
Donald Bruce AlbistonLincoln Financial Advisors CorporationPruco Securities, LLC.02-03-2020
Edward E Peraria IVEquity Services, Inc.Pruco Securities, LLC.01-06-2020
Kimberly Dana HohnVanderbilt Securities, LLCPruco Securities, LLC.11-20-2019
Alex Silvestro IIIMML Investors Services, LLCPruco Securities, LLC.10-23-2019
Karen Ann DonofrioE*TRADE Securities LLCPruco Securities, LLC.09-25-2019
Justin Thomas SheridanFidelity Brokerage Services LLCPruco Securities, LLC.03-22-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Stephen Michael SmithEquity Services, Inc.Pruco Securities, LLC.12-11-2018
Elvis Musawa WafulaNYLIFE Securities LLCPruco Securities, LLC.11-19-2018
Raimondo Salvatore FeudaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-08-2018
Anjana SenguptaCiti Private Advisory, LLCPruco Securities, LLC.05-24-2018
Dustin M LindleyEdward JonesPruco Securities, LLC.05-02-2018
Gerard Richard FarrellErnst & Young Investment Advisers LLPPruco Securities, LLC.05-02-2018
Jeffrey Charles GarlattiBCG Securities, Inc.Pruco Securities, LLC.04-12-2018
James Wayne MarkerJ.P. Morgan Securities LLCPruco Securities, LLC.08-25-2017
Luis PonceEdward JonesPruco Securities, LLC.07-31-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.