Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
John Cerulli Jr.J.P. Morgan Securities LLCPruco Securities, LLC.01-16-2019
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Ryan Gabriel ScheidermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-22-2018
Riyaad Magnus KhanAllstate Financial Services, LLCPruco Securities, LLC.09-25-2018
Dennis Richard MurphyAllstate Financial Services, LLCPruco Securities, LLC.07-13-2018
Mireille AlkhouryM&T Securities, Inc.Pruco Securities, LLC.04-20-2018
Teresa Ann HemannLincoln InvestmentPruco Securities, LLC.02-22-2018
David Andrew HuhtalaSagePoint Financial, Inc.Pruco Securities, LLC.$101-22-2018
Anna Naomi HartwellSagePoint Financial, Inc.Pruco Securities, LLC.$101-05-2018
Jieheng ChenAllstate Financial Services, LLCPruco Securities, LLC.09-21-2017
Hyunseo KooSignator Investors, Inc.Pruco Securities, LLC.09-08-2017
Joseph Earl DegnanAllstate Financial Services, LLCPruco Securities, LLC.09-05-2017
Michael Rodger PinedaLifeMark Securities Corp.Pruco Securities, LLC.08-14-2017
Glen R ConeLincoln InvestmentPruco Securities, LLC.08-04-2017
Bernard Anthony UngerNext Financial Group, Inc.Pruco Securities, LLC.07-10-2017
Victoria Grace LabozzettaHSBC Securities (USA) Inc.Pruco Securities, LLC.07-10-2017
Matthew David StivesLPL Financial LLCPruco Securities, LLC.06-22-2017
Juliet Genevieve AndersonNYLIFE Securities LLCPruco Securities, LLC.06-13-2017
Harper Jeffrey HicksSterling Monroe Securities, LLCPruco Securities, LLC.04-25-2017
Guozhen ZhaoHSBC Securities (USA) Inc.Pruco Securities, LLC.04-13-2017
Raelynn A HarlachVALIC Financial Advisors, Inc.Pruco Securities, LLC.$10003-21-2017
Jeffrey David DzwonkowskiPinnacle Investments, LLCPruco Securities, LLC.02-27-2017
Robert ProcidaVanderbilt Securities, LLCPruco Securities, LLC.02-10-2017
Vladislav BurlutskiyJ.P. Morgan Securities LLCPruco Securities, LLC.01-05-2017
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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