Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael A. AshtonAllstate Financial Services, LLCPruco Securities, LLC.05-14-2019
Riyaad Magnus KhanAllstate Financial Services, LLCPruco Securities, LLC.09-25-2018
Dennis Richard MurphyAllstate Financial Services, LLCPruco Securities, LLC.07-13-2018
Jieheng ChenAllstate Financial Services, LLCPruco Securities, LLC.09-21-2017
Joseph Earl DegnanAllstate Financial Services, LLCPruco Securities, LLC.09-05-2017
Kip Flagler HoagAllstate Financial Services, LLCPruco Securities, LLC.$11005-05-2017
Andrew L SteatesAllstate Financial Services, LLCPruco Securities, LLC.08-05-2016
Leslie Jennifer ShepardsonAllstate Financial Services, LLCPruco Securities, LLC.07-13-2016
Joseph John Lamanna Jr.Allstate Financial Services, LLCPruco Securities, LLC.$50001-22-2016
Lawrence Steven CohenAllstate Financial Services, LLCPruco Securities, LLC.12-23-2015
Juliana Theresa DesouzaAllstate Financial Services, LLCPruco Securities, LLC.04-03-2014
Josephine Maria CazilasAllstate Financial Services, LLCPruco Securities, LLC.08-15-2013
Morris CordewellAllstate Financial Services, LLCPruco Securities, LLC.$10004-11-2011
Delores Ellen SeabrookAvantax Investment Services, Inc.Pruco Securities, LLC.12-07-2015
Andrew Rafael BonfilioAvantax Investment Services, Inc.Pruco Securities, LLC.08-24-2015
Robenson CompereAvantax Investment Services, Inc.Pruco Securities, LLC.05-29-2015
Frank BonhommeAvantax Investment Services, Inc.Pruco Securities, LLC.01-23-2015
Anthony Dean MazzeiAXA Advisors, LLCPruco Securities, LLC.04-27-2018
Rhonda Joy SchwartzAXA Advisors, LLCPruco Securities, LLC.05-28-2014
Bradley Joseph SullivanAXA Advisors, LLCPruco Securities, LLC.$50002-19-2013
Kenneth KellerAXA Advisors, LLCPruco Securities, LLC.$10005-09-2012
Sanjeev KumarBankers Life Securities, Inc.Pruco Securities, LLC.07-31-2018
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Frank Llyod DavidsonCadaret, Grant & Co., Inc.Pruco Securities, LLC.$45008-02-2018
Patrick George StewartCadaret, Grant & Co., Inc.Pruco Securities, LLC.08-02-2018
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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