Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lawrence KlaymanSaybrus Equity Services, LLCPruco Securities, LLC.03-24-2014
Alexander Michael DeerkopJ.P. Morgan Securities LLCPruco Securities, LLC.12-14-2015
Anna Naomi HartwellSagePoint Financial, Inc.Pruco Securities, LLC.01-05-2018
Arthur Edward WhiteEquity Services, Inc.Pruco Securities, LLC.09-30-2016
Bari Johanna ZappoliWells Fargo Clearing Services, LLCPruco Securities, LLC.11-02-2015
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Boodram Dave SomeriaDavid Lerner Associates, Inc.Pruco Securities, LLC.11-14-2014
Colin O'MalleyJ.P. Morgan Securities LLCPruco Securities, LLC.05-22-2019
David Andrew HuhtalaSagePoint Financial, Inc.Pruco Securities, LLC.01-22-2018
Eric GottesmanEquity Services, Inc.Pruco Securities, LLC.09-21-2018
Glen R ConeLincoln InvestmentPruco Securities, LLC.08-04-2017
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Jieheng ChenAllstate Financial Services, LLCPruco Securities, LLC.09-21-2017
John Cerulli Jr.J.P. Morgan Securities LLCPruco Securities, LLC.01-16-2019
Jorge Alberto Ponce Jr.MML Investors Services, LLCPruco Securities, LLC.05-03-2018
Josephine Maria CazilasAllstate Financial Services, LLCPruco Securities, LLC.08-15-2013
Juliet Geneieve AndersonNYLIFE Securities LLCPruco Securities, LLC.06-13-2017
Lawrence Steven CohenAllstate Financial Services, LLCPruco Securities, LLC.12-23-2015
Leonard Charles CohenPark Avenue Securities LLCPruco Securities, LLC.05-11-2009
Michael A. AshtonAllstate Financial Services, LLCPruco Securities, LLC.05-14-2019
Michael Joseph PelellaEquity Services, Inc.Pruco Securities, LLC.07-13-2012
Michael Joshua SprangerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.06-25-2019
Michael McGillMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-01-2010
Michael Rodger PinedaLifeMark Securities Corp.Pruco Securities, LLC.08-14-2017
Milind Pinak DalalPurshe Kaplan Sterling InvestmentsPruco Securities, LLC.10-14-2013
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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