Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Daniel PanepintoThe Huntington Investment CompanyPruco Securities, LLC.01-14-2019
Lesley R NoeAllstate Financial Services, LLCPruco Securities, LLC.10-24-2018
Michelle Lee DubenaCitizens Securities, Inc.Pruco Securities, LLC.09-20-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.$108-08-2018
Michael Reitman FriedlanderTrustmont Financial Group, Inc.Pruco Securities, LLC.07-17-2018
Manuel Cortez Gonzalez IISignator Investors, Inc.Pruco Securities, LLC.06-15-2018
Judd Rezin ClarkMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-09-2018
Rachel Ann KurpeU.S. Bancorp Investments, Inc.Pruco Securities, LLC.03-20-2018
James Gerard AlbersNYLIFE Securities LLCPruco Securities, LLC.12-26-2017
Seku Nkrumah ShabazzGreat Lakes Retirement Planning LLCPruco Securities, LLC.11-13-2017
Daniel Mark GoldfarbLPL Financial LLCPruco Securities, LLC.$25410-10-2017
Amanda Elizabeth MapesThe Huntington Investment CompanyPruco Securities, LLC.09-21-2017
Kaleb Nathaniel BakerPNC InvestmentsPruco Securities, LLC.09-20-2017
David Allen HammCetera Advisor Networks LLCPruco Securities, LLC.06-30-2017
Barry Ira MorrisAllstate Financial Services, LLCPruco Securities, LLC.$105-24-2017
Todd Richard WeinerOneAmerica Securities, Inc.Pruco Securities, LLC.05-12-2017
Adam Michael BakerCitizens Securities, Inc.Pruco Securities, LLC.02-27-2017
Charlton Ashlin MayleAllstate Financial Services, LLCPruco Securities, LLC.01-13-2017
Robert Carl AllanKey Investment Services LLCPruco Securities, LLC.01-10-2017
Laura Virginia MacmorlandPNC InvestmentsPruco Securities, LLC.01-04-2017
Lawrence S FairallPNC InvestmentsPruco Securities, LLC.11-17-2016
Todd Thomas RohrerPeak Brokerage Services, LLCPruco Securities, LLC.11-14-2016
Hadd Patrick FrancisThe Huntington Investment CompanyPruco Securities, LLC.06-21-2016
Curtis Cornelious ClarkCapital City Securities, LLCPruco Securities, LLC.$2505-31-2016
Jonathan Kieth VanculinW&S Brokerage Services, Inc.Pruco Securities, LLC.03-30-2016
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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