Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Wayne WorleyMML Investors Services, LLCPruco Securities, LLC.10-22-2019
Terry Wayne VanwinkleMWA Financial Services Inc.Pruco Securities, LLC.11-02-2018
Richard C. WilsonVault Wealth Strategies, LLCPruco Securities, LLC.07-31-2017
Brandon Lee BigbyTransamerica Financial Advisors, IncPruco Securities, LLC.07-19-2017
Omar Mauricio RosalesMML Investors Services, LLCPruco Securities, LLC.06-27-2017
Luke Zachary MilhollandVault Wealth Strategies, LLCPruco Securities, LLC.06-13-2017
Rebecca Speck FosterMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.$2506-07-2017
Karen E. GozaPruco Securities, LLC.Pruco Securities, LLC.05-16-2016
Scotty Vaden DeanEdward JonesPruco Securities, LLC.03-28-2014
Michael Jerome VisinaAXA Advisors, LLCPruco Securities, LLC.03-27-2014
Steven Odelle LovetteAXA Advisors, LLCPruco Securities, LLC.02-26-2014
Catherine Lourinda LantzInvestors Capital Corp.Pruco Securities, LLC.01-02-2014
Charles Jim DahlgrenAXA Advisors, LLCPruco Securities, LLC.07-24-2012
Leo Benedict FundaroAXA Advisors, LLCPruco Securities, LLC.07-20-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.