Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marissa Rae CrivelliAXA Advisors, LLCPruco Securities, LLC.03-25-2020
Craig Timothy CharltonPrincipal Securities, Inc.Pruco Securities, LLC.01-16-2020
Mark Chrstopher ZonnoCitizens Securities, Inc.Pruco Securities, LLC.$15011-27-2019
Jasmin Joi O'NealMML Investors Services, LLCPruco Securities, LLC.11-08-2019
Alex Silvestro IIIMML Investors Services, LLCPruco Securities, LLC.10-23-2019
Sarah Elizabeth BrechbuehlCetera Investment Services LLCPruco Securities, LLC.08-19-2019
Douglas W. CominAmeriprise Financial Services, LLCPruco Securities, LLC.07-08-2019
Aaron Michael KatylLPL Financial LLCPruco Securities, LLC.05-17-2019
Antonio John PollinoNYLIFE Securities LLCPruco Securities, LLC.05-06-2019
Tyler Paul BlakeCitizens Securities, Inc.Pruco Securities, LLC.03-28-2019
Albert Joseph HopkinsPNC InvestmentsPruco Securities, LLC.03-21-2019
Ryan Dale GraybillPruco Securities, LLC.Pruco Securities, LLC.03-01-2019
Brandon Roy EllsworthSecurian Financial Services, Inc.Pruco Securities, LLC.11-29-2018
Linda Kay MoyerSecurian Financial Services, Inc.Pruco Securities, LLC.11-29-2018
Colin Lennon BrightProEquities, Inc.Pruco Securities, LLC.10-11-2018
Susan T. GillespieBB&T Securities, LLCPruco Securities, LLC.09-27-2018
David Martin GarresPNC InvestmentsPruco Securities, LLC.$25009-14-2018
Robert Anthony LentiniVoya Financial Advisors, Inc.Pruco Securities, LLC.08-29-2018
Safwan Uddin KhanSantander Securities LLCPruco Securities, LLC.08-22-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Christopher T. ReazorSantander Securities LLCPruco Securities, LLC.06-28-2018
Joseph Steven StengelLPL Financial LLCPruco Securities, LLC.06-08-2018
Tyler Maitland LewisPruco Securities, LLC.Pruco Securities, LLC.03-30-2018
Ashley Nell HulesLPL Financial LLCPruco Securities, LLC.03-12-2018
Clement Michael RinaldiCitizens Securities, Inc.Pruco Securities, LLC.02-22-2018
Next Page »

Showing 1 to 25 of 100 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.