Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David MazerBB&T Investment Services, Inc.Pruco Securities, LLC.05-05-2017
Aaron Michael KatylLPL Financial LLCPruco Securities, LLC.05-17-2019
Alan M JaffeNationwide Securities, LLCPruco Securities, LLC.06-02-2016
Albert Joseph HopkinsPNC InvestmentsPruco Securities, LLC.03-21-2019
Alex Silvestro IIIMML Investors Services, LLCPruco Securities, LLC.10-23-2019
Antonio John PollinoNYLIFE Securities LLCPruco Securities, LLC.05-06-2019
Aqeela FoglePruco Securities, LLC.Pruco Securities, LLC.04-21-2017
Ashley Nell HulesLPL Financial LLCPruco Securities, LLC.03-12-2018
Benjamin James SchleicherCUNA Brokerage Services, Inc.Pruco Securities, LLC.02-10-2015
Brandon Roy EllsworthSecurian Financial Services, Inc.Pruco Securities, LLC.11-29-2018
Brian C. LeeAXA Advisors, LLCPruco Securities, LLC.11-05-2014
Charles Franklin SheafferTrustmont Financial Group, Inc.Pruco Securities, LLC.07-08-2015
Charles Joseph McNamara IIIGreat Valley Advisor Group, Inc.Pruco Securities, LLC.01-06-2017
Christopher James BarlowPruco Securities, LLC.Pruco Securities, LLC.02-08-2018
Christopher T. ReazorSantander Securities LLCPruco Securities, LLC.06-28-2018
Clement Michael RinaldiCitizens Securities, Inc.Pruco Securities, LLC.02-22-2018
Clint August KakalecikCitizens Securities, Inc.Pruco Securities, LLC.10-10-2015
Colin Lennon BrightProEquities, Inc.Pruco Securities, LLC.10-11-2018
Constance Ann KammererPruco Securities, LLC.Pruco Securities, LLC.07-20-2012
Craig Timothy CharltonPrincipal Securities, Inc.Pruco Securities, LLC.01-16-2020
Daniel Alan FahringerINVEST Financial CorporationPruco Securities, LLC.$1012-20-2013
Daniel Erik ComerAllstate Financial Services, LLCPruco Securities, LLC.01-12-2018
David Alex MastroLPL Financial LLCPruco Securities, LLC.08-11-2014
David K. KerlinCetera Advisor Networks LLCPruco Securities, LLC.10-12-2016
David Martin GarresPNC InvestmentsPruco Securities, LLC.$25009-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.