Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas W. CominAmeriprise Financial Services, Inc.Pruco Securities, LLC.07-08-2019
Safwan Uddin KhanSantander Securities LLCPruco Securities, LLC.08-22-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Ashley Nell HulesLPL Financial LLCPruco Securities, LLC.03-12-2018
Clement Michael RinaldiCitizens Securities, Inc.Pruco Securities, LLC.02-22-2018
Daniel Erik ComerAllstate Financial Services, LLCPruco Securities, LLC.01-12-2018
Michael Angelo ColkittEquity Services, Inc.Pruco Securities, LLC.11-06-2017
James M. Lavelle IIINYLIFE Securities LLCPruco Securities, LLC.03-10-2017
Charles Joseph McNamara IIIGreat Valley Advisor Group, Inc.Pruco Securities, LLC.01-06-2017
Lacey Elizabeth KipeHD Vest Investment ServicesPruco Securities, LLC.08-11-2016
Jeremy J PattenCetera Advisor Networks LLCPruco Securities, LLC.05-06-2016
Kevin Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.12-28-2015
Mark Eugene JohnsenNYLIFE Securities LLCPruco Securities, LLC.12-07-2015
Timothy John LavelleNYLIFE Securities LLCPruco Securities, LLC.10-14-2015
Bryce Andrew HoudeshelWells Fargo Clearing Services, LLCPruco Securities, LLC.08-17-2015
Robert L. JavensWoodbury Financial Services, Inc.Pruco Securities, LLC.07-31-2015
Benjamin James SchleicherCUNA Brokerage Services, Inc.Pruco Securities, LLC.02-10-2015
Lorne G. HammondMML Investors Services, LLCPruco Securities, LLC.11-13-2014
Robert A. StoltzfusM&T Securities, Inc.Pruco Securities, LLC.08-26-2014
Howard Lee ShearLPL Financial LLCPruco Securities, LLC.08-14-2014
Amer S. DababnehWells Fargo Clearing Services, LLCPruco Securities, LLC.05-30-2014
Ryan M. NamiotkaLPL Financial LLCPruco Securities, LLC.11-14-2013
Zachary F. DunnWells Fargo Clearing Services, LLCPruco Securities, LLC.06-24-2013
Michael Theodore ZelinskyAllstate Financial Services, LLCPruco Securities, LLC.10-01-2011
Tana Louise HessomPNC InvestmentsPruco Securities, LLC.03-28-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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