Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Edgar Lea Carter Jr.Lion Street Financial, LLCPruco Securities, LLC.08-14-2018
Daniel Martin HendricksBB&T Securities, LLCPruco Securities, LLC.08-01-2018
Charlie Alexander Wright IIIEdward JonesPruco Securities, LLC.06-29-2018
Brett C. LarsonAmeritas Investment Corp.Pruco Securities, LLC.03-07-2018
Latoya Nichelle OdemsBBVA Securities Inc.Pruco Securities, LLC.03-02-2018
Frank Stephen Hever IIISecurian Financial Services, Inc.Pruco Securities, LLC.$2502-15-2018
Dennis Scott HughesHD Vest Investment ServicesPruco Securities, LLC.12-21-2017
Lance M. DicksonWells Fargo Clearing Services, LLCPruco Securities, LLC.04-12-2017
Erik Kyle KruseKruse Capital Management, LLCPruco Securities, LLC.03-30-2017
Russell Evan TothAllstate Financial Services, LLCPruco Securities, LLC.09-14-2016
Jeffrey Duane BradleyNYLIFE Securities LLCPruco Securities, LLC.05-06-2016
Jose Miguel Acevedo Jr.Allstate Financial Services, LLCPruco Securities, LLC.04-19-2016
Gregory Ilyich RivineNYLIFE Securities LLCPruco Securities, LLC.12-02-2015
Adam Wayne ClaussenPark Avenue Securities LLCPruco Securities, LLC.01-20-2015
James Edward SchrothW&S Brokerage Services, Inc.Pruco Securities, LLC.11-17-2014
Ricardo Antonio RobertoLPL Financial LLCPruco Securities, LLC.$1009-29-2014
Sanjeev Kumar GuptaNYLIFE Securities LLCPruco Securities, LLC.09-10-2014
Arthur Randolph DummBBVA Securities Inc.Pruco Securities, LLC.$1008-21-2014
James Wesley AllenNYLIFE Securities LLCPruco Securities, LLC.08-06-2014
Marina AgeyevaNYLIFE Securities LLCPruco Securities, LLC.03-14-2014
Bonny Sue MorrisSaybrus Equity Services, LLCPruco Securities, LLC.08-08-2013
Charles Hal Kooken Jr.OFG Financial Services, Inc.Pruco Securities, LLC.03-04-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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