Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ying HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2020
Ying HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2020
Carrie BeedeMiller Advisors, Inc.Pruco Securities, LLC.03-05-2020
Mustafa Muhammad Hassaan Ali HollingsColdstream Securities, Inc.Pruco Securities, LLC.01-13-2020
Kimberly Hope CoryellTriad Advisors LLCPruco Securities, LLC.12-09-2019
Kathleen Marie AnsonCetera Investment Services LLCPruco Securities, LLC.04-26-2019
Tyson Samuel BlakeColumbia Advisory Partners, LLCPruco Securities, LLC.$1004-26-2019
Adam MccollumWealth Management Northwest, Inc.Pruco Securities, LLC.04-23-2019
Troy Wyatt TaylorCUSO Financial Services, L.P.Pruco Securities, LLC.04-15-2019
Ram Krishna PurohitAllstate Financial Services, LLCPruco Securities, LLC.06-08-2018
Mitchell Jon EwartVestory, LLCPruco Securities, LLC.04-04-2018
Deborah Jean DodsonAXA Advisors, LLCPruco Securities, LLC.$2501-29-2018
Kyle T KniggeColumbia Advisory Partners, LLCPruco Securities, LLC.01-09-2018
Michael Joseph BusLPL Financial LLCPruco Securities, LLC.11-30-2017
Gregory Mathew GriffithLPL Financial LLCPruco Securities, LLC.06-19-2017
William E. KernHornor, Townsend & Kent, LLCPruco Securities, LLC.06-02-2017
Jacob Kelly O HaraSecurian Financial Services, Inc.Pruco Securities, LLC.04-04-2017
Marc David WarrenSecurian Financial Services, Inc.Pruco Securities, LLC.04-04-2017
Kevin Hiroya IshijimaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-27-2017
Mark Philip BoyleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-23-2017
Prashant PillalamarriJ.P. Morgan Securities LLCPruco Securities, LLC.09-16-2016
Quynh-Anh Thi NguyenMML Investors Services, LLCPruco Securities, LLC.02-05-2016
Lomo David MawakiiFarmers Financial Solutions, LLCPruco Securities, LLC.12-15-2015
Aaron C. WagnerHornor, Townsend & Kent, LLCPruco Securities, LLC.03-20-2015
Michael David KendallHornor, Townsend & Kent, LLCPruco Securities, LLC.03-12-2015
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.