Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Thomas GarlandMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.03-23-2018
Guy McCauleyMML Investors Services, LLCPruco Securities, LLC.02-12-2018
Patrick Ryan MaddoxLPL Financial LLCPruco Securities, LLC.10-13-2017
Kathryn Diane HessJ.P. Morgan Securities LLCPruco Securities, LLC.03-09-2017
John Patrick SelasGreat Valley Advisor Group, Inc.Pruco Securities, LLC.07-21-2016
Matthew James StreckenbachPackerland Brokerage Services, Inc.Pruco Securities, LLC.05-23-2016
Meghan Barbara MarciniakU.S. Bancorp Investments, Inc.Pruco Securities, LLC.01-15-2015
Erich David StabelfeldtBMO Harris Financial Advisors, Inc.Pruco Securities, LLC.08-28-2014
Steven Joseph SchoederHornor, Townsend & Kent, LLCPruco Securities, LLC.02-11-2014
John Stuart BianchiLPL Financial LLCPruco Securities, LLC.10-18-2013
Brent J. MowinskiVoya Financial Advisors, Inc.Pruco Securities, LLC.01-27-2010
Thomas Elmer BodinHarbour Investments, Inc.Pruco Securities, LLC.03-12-2009
Daniel Michael FlemingLPL Financial LLCPruco Securities, LLC.$2910-13-2017
Cory Ralph GravesLPL Financial LLCPruco Securities, LLC.$5005-01-2015

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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