Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garry Eugene Tapler Jr.Mutual of Omaha Investor Services, Inc.Pruco Securities, LLC.$2506-12-2019
Joseph George DonigerBrokers International Financial Services, LLC.Pruco Securities, LLC.06-11-2019
Robert Michael PhebusEdward JonesPruco Securities, LLC.06-05-2019
Gregory Richard SchollesW&S Brokerage Services, Inc.Pruco Securities, LLC.06-05-2019
Stephen Donald CampbellPNC InvestmentsPruco Securities, LLC.06-04-2019
Mayo M. WoodwardSA Stone Wealth Management Inc.Pruco Securities, LLC.$26905-28-2019
Nathan Ryan NovotnyBBVA Securities Inc.Pruco Securities, LLC.05-28-2019
Colin O'MalleyJ.P. Morgan Securities LLCPruco Securities, LLC.05-22-2019
Roger James BlundellNew England Tactical Investments LLCPruco Securities, LLC.05-17-2019
Michael A. AshtonAllstate Financial Services, LLCPruco Securities, LLC.05-14-2019
Maurice Bernard SpringerAllstate Financial Services, LLCPruco Securities, LLC.05-10-2019
Eric Alan KrauseMML Investors Services, LLCPruco Securities, LLC.05-06-2019
Jason Tyler DrakeW&S Brokerage Services, Inc.Pruco Securities, LLC.04-26-2019
John Francis Mulheron Jr.Mutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-24-2019
Bertram Brasher UngerEdward JonesPruco Securities, LLC.04-22-2019
Rayvon Ahmad SolomonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-18-2019
Jingwei ZhangW&S Brokerage Services, Inc.Pruco Securities, LLC.04-08-2019
Kara A. WilcoxLPL Financial LLCPruco Securities, LLC.04-05-2019
Michael Eugene CarsonLifeMark Securities Corp.Pruco Securities, LLC.04-04-2019
Robert Edmund FryMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-02-2019
George A. MudryMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-02-2019
Adam J. NashNash Financial Services, LLCPruco Securities, LLC.03-27-2019
Farhana SyedLPL Financial LLCPruco Securities, LLC.03-25-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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