Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colin O'MalleyJ.P. Morgan Securities LLCPruco Securities, LLC.05-22-2019
Michael A. AshtonAllstate Financial Services, LLCPruco Securities, LLC.05-14-2019
Scott G WeberKey Investment Services LLCPruco Securities, LLC.05-07-2019
Anthony Andrew PuppoJ.P. Morgan Securities LLCPruco Securities, LLC.04-29-2019
Seth KarasinInfinex Investments, Inc.Pruco Securities, LLC.04-25-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
William Jonathan WilliamsWinthrop Partners - WNY, LLCPruco Securities, LLC.02-07-2019
Ufuoma Emily EriboJ.P. Morgan Securities LLCPruco Securities, LLC.02-06-2019
John Cerulli Jr.J.P. Morgan Securities LLCPruco Securities, LLC.01-16-2019
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Ryan Gabriel ScheidermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-22-2018
Riyaad Magnus KhanAllstate Financial Services, LLCPruco Securities, LLC.09-25-2018
Eric GottesmanEquity Services, Inc.Pruco Securities, LLC.09-21-2018
Austin O'Neill DunykJ.P. Morgan Securities LLCPruco Securities, LLC.09-20-2018
Brian SongJ.P. Morgan Securities LLCPruco Securities, LLC.08-28-2018
Brian Matthew WeinshenkerJ.P. Morgan Securities LLCPruco Securities, LLC.08-14-2018
Frank Llyod DavidsonCadaret, Grant & Co., Inc.Pruco Securities, LLC.$45008-02-2018
Patrick George StewartCadaret, Grant & Co., Inc.Pruco Securities, LLC.08-02-2018
Sanjeev KumarBankers Life Securities, Inc.Pruco Securities, LLC.07-31-2018
Michael ChristodoulouEdward JonesPruco Securities, LLC.$25007-27-2018
Dennis Richard MurphyAllstate Financial Services, LLCPruco Securities, LLC.07-13-2018
Peter SamartanoJ.P. Morgan Securities LLCPruco Securities, LLC.07-02-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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