Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Liam DevlinLifePro Asset ManagementPruco Securities, LLC.06-13-2019
Hardeep SinghFarmers Financial Solutions, LLCPruco Securities, LLC.06-12-2019
Barry Lawrence ConoverMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.06-07-2019
Robert Michael PhebusEdward JonesPruco Securities, LLC.06-05-2019
Gregory Richard SchollesW&S Brokerage Services, Inc.Pruco Securities, LLC.06-05-2019
Stephen Donald CampbellPNC InvestmentsPruco Securities, LLC.06-04-2019
Michael CojoceaAmeritas Investment Company, LLCPruco Securities, LLC.06-04-2019
Mayo M WoodwardSA Stone Wealth Management Inc.Pruco Securities, LLC.$26905-28-2019
Nathan Ryan NovotnyBBVA Securities Inc.Pruco Securities, LLC.05-28-2019
Colin OMalleyJ.P. Morgan Securities LLCPruco Securities, LLC.05-22-2019
Roger James BlundellNew England Tactical Investments LLCPruco Securities, LLC.05-17-2019
Aaron Michael KatylLPL Financial LLCPruco Securities, LLC.05-17-2019
Robert D KinneyTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.05-16-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.