Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Joseph MassimoLPL Financial LLCPurshe Kaplan Sterling Investments$15009-01-2020
Donna L HerreraLPL Financial LLCPurshe Kaplan Sterling Investments09-01-2020
Peter Souren AnastasianLPL Financial LLCPurshe Kaplan Sterling Investments$15008-31-2020
Curtis Winston NeumanMML Investors Services, LLCPurshe Kaplan Sterling Investments$5006-30-2020
Andrew Charles LordValMark Securities, Inc.Purshe Kaplan Sterling Investments$15006-15-2020
Paul Raymond DoranValMark Securities, Inc.Purshe Kaplan Sterling Investments06-15-2020
Hunter Charles Thomas LordValMark Securities, Inc.Purshe Kaplan Sterling Investments06-15-2020
Paul Jacob ParsonsJ.P. Morgan Securities LLCPurshe Kaplan Sterling Investments06-04-2020
Joyce Lynn HindsCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$5006-01-2020
James Edward BogartBogart Wealth, LLCPurshe Kaplan Sterling Investments05-29-2020
Hailey Megan MeihlsFidelity Brokerage Services LLCPurshe Kaplan Sterling Investments05-19-2020
Dhanesh Madhusudan RuparelPrivate Client Services, LLCPurshe Kaplan Sterling Investments$5005-12-2020
Hsiao-Chuan ChangUBS Financial Services Inc.Purshe Kaplan Sterling Investments04-30-2020
Terese Anne SwigartMorgan StanleyPurshe Kaplan Sterling Investments04-29-2020
William Clark NewellCWM, LLCPurshe Kaplan Sterling Investments04-02-2020
Christopher Jon TobeyCWM, LLCPurshe Kaplan Sterling Investments04-01-2020
Justin A AndersonCUSO Financial Services, L.P.Purshe Kaplan Sterling Investments01-29-2020
James William OwensJourney Advisory Group, LLCPurshe Kaplan Sterling Investments01-02-2020
Stephen Robert JenkinsHorter Investment Management, LLCPurshe Kaplan Sterling Investments$1011-15-2019
Jay Paul JensenInternational Assets Advisory, LLCPurshe Kaplan Sterling Investments11-15-2019
Steven CrevarMercer Global Advisors Inc.Purshe Kaplan Sterling Investments11-13-2019
Rebecca Minch SmithBeacon Pointe Advisors, LLCPurshe Kaplan Sterling Investments11-08-2019
Nazzareno Henry SpurioPruco Securities, LLC.Purshe Kaplan Sterling Investments10-29-2019
Daniel Micah StevensEquitable Advisors, LLCPurshe Kaplan Sterling Investments09-09-2019
Russell Paige SmithJ.P. Morgan Securities LLCPurshe Kaplan Sterling Investments08-26-2019
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Showing 1 to 25 of 162 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.