Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Robert LabriolaSagent Wealth ManagementPurshe Kaplan Sterling Investments01-15-2009
Guy William KeeferPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$25007-07-2009
Jonathan Hall PorterThree Bridge Wealth AdvisorsPurshe Kaplan Sterling Investments08-14-2009
Gordon Patrick CarlsonGordon Carlson & AssociatesPurshe Kaplan Sterling Investments08-18-2009
Anthony Joseph DilibertoCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$50010-01-2009
Alan Tyrone KnoblochHK Wealth Management, Inc.Purshe Kaplan Sterling Investments11-16-2009
Ashlee E VingleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments02-01-2010
Brian William BrittConcert Wealth ManagementPurshe Kaplan Sterling Investments03-26-2010
David Mark HopkinsBeacon Pointe Advisors, LLCPurshe Kaplan Sterling Investments06-17-2010
Eric Thomas ThurberHighTower Securities, LLCPurshe Kaplan Sterling Investments$10007-21-2010
Frederick John Molfino Jr.HighTower Securities, LLCPurshe Kaplan Sterling Investments$15007-21-2010
Brett Barton SharkeyHighTower Securities, LLCPurshe Kaplan Sterling Investments$10007-22-2010
Michael Breller IIIBeacon Pointe Advisors, LLCPurshe Kaplan Sterling Investments08-25-2010
Eric Allen SigdestadSimpliFi, Inc.Purshe Kaplan Sterling Investments09-02-2010
Cynthia Jean MettsFrank Financial AdvisorsPurshe Kaplan Sterling Investments10-04-2010
Kari MiddletonLPL Financial LLCPurshe Kaplan Sterling Investments$10012-09-2010
Mark Linn MarshallCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments12-15-2010
Marc Clinton DavisDavis & Seiley Wealth Management, Inc.Purshe Kaplan Sterling Investments01-04-2011
Joseph Michael SeileyDavis & Seiley Wealth Management, Inc.Purshe Kaplan Sterling Investments01-04-2011
David Matthew DietrichMorgan StanleyPurshe Kaplan Sterling Investments04-11-2011
Michael Paul WoodsBeach Cities Wealth Management, LLCPurshe Kaplan Sterling Investments07-26-2011
Doyal Nichols BrownDiligent Investors, LLCPurshe Kaplan Sterling Investments08-19-2011
William Elton LeitchConcert Wealth ManagementPurshe Kaplan Sterling Investments09-02-2011
Brian Matthew ClayClay Northam Wealth ManagementPurshe Kaplan Sterling Investments09-30-2011
Darren Scott NorthamClay Northam Wealth ManagementPurshe Kaplan Sterling Investments10-05-2011
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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