Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna M MclaughlinAmerican Portfolios Financial Services, Inc.Questar Capital Corporation02-21-2019
George ZobianAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-04-2019
Stephen Ira GilbergAmerican Portfolios Financial Services, Inc.Questar Capital Corporation12-14-2018
Susan Brooks O'RourkeAmeriprise Financial Services, Inc.Questar Capital Corporation06-24-2015
Alan Louis AugulisAugulis Financial Firm, L.L.C.Questar Capital Corporation06-09-2016
Anthony T. KlingseisenAXA Advisors, LLCQuestar Capital Corporation$5002-26-2018
Barbara Ann BurgatBancWest Investment Services, Inc.Questar Capital Corporation05-23-2012
Saralyn R RickmanBrokers International Financial Services, LLC.Questar Capital Corporation02-13-2019
Jason Miles KampBrokers International Financial Services, LLC.Questar Capital Corporation01-02-2019
Sharon Kay StitchBrokers International Financial Services, LLC.Questar Capital Corporation$2507-05-2018
Sean A. OakmanBrokers International Financial Services, LLC.Questar Capital Corporation01-10-2018
Roger Lee Davenport IIBrokers International Financial Services, LLC.Questar Capital Corporation04-07-2017
David Michael WarrickBrokers International Financial Services, LLC.Questar Capital Corporation02-04-2013
Mark David ZawaskyCambridge Investment Research, Inc.Questar Capital Corporation$2003-01-2017
Donald Morris KowalskyCambridge Investment Research, Inc.Questar Capital Corporation$5012-01-2015
Thomas Cathcart Leonards IIICambridge Investment Research, Inc.Questar Capital Corporation01-13-2015
Joseph Donald FrankCambridge Investment Research, Inc.Questar Capital Corporation01-13-2015
Andrew Scott FrankCambridge Investment Research, Inc.Questar Capital Corporation01-13-2015
Eugenia HarrisonCambridge Investment Research, Inc.Questar Capital Corporation01-02-2014
Darren Michael LimesandCambridge Investment Research, Inc.Questar Capital Corporation09-04-2012
Thomas Lee JamesCapital AnalystsQuestar Capital Corporation02-15-2019
Richard Thomas SuroCapital AnalystsQuestar Capital Corporation01-25-2017
Robin Dewayne WallsCapital Financial Services, Inc.Questar Capital Corporation07-06-2012
William FuentesCentaurus Financial, Inc.Questar Capital Corporation$2501-02-2019
Garrick David GookinCentaurus Financial, Inc.Questar Capital Corporation$5008-21-2018
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Showing 1 to 25 of 545 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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