Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peggy-Sue Marie McnierSentinel Securities, Inc.Questar Capital Corporation02-03-2009
Allan Arthur BeckForesters Equity Services, Inc.Questar Capital Corporation03-25-2009
Marshall Ray WilliamsNationwide Securities, LLCQuestar Capital Corporation06-04-2009
Carl Dorsey CornagliaSII Investments, Inc.Questar Capital Corporation$10006-11-2009
Edgar Marvin Hawkins IIISII Investments, Inc.Questar Capital Corporation$10006-24-2009
Michael Vincent KronkAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$10007-01-2009
Henry Silio Torres Jr.American Portfolios Financial Services, Inc.Questar Capital Corporation$25007-02-2009
Michael Joseph St PierreLPL Financial LLCQuestar Capital Corporation07-08-2009
Sargon B DanousSCF Securities, Inc.Questar Capital Corporation$10011-05-2009
Mitchell Allen HauskinsSCF Securities, Inc.Questar Capital Corporation11-06-2009
David Anthony CieszynskiCentaurus Financial, Inc.Questar Capital Corporation$10011-13-2009
Jason Jordan BennettSII Investments, Inc.Questar Capital Corporation11-24-2009
James Richard DonovanSII Investments, Inc.Questar Capital Corporation$10011-30-2009
Martin James ZickertWilbanks Securities AdvisoryQuestar Capital Corporation01-03-2010
John Gilbert TennantPackerland Brokerage Services, Inc.Questar Capital Corporation$10001-04-2010
Annette Marie Funke-ThompsonEdward JonesQuestar Capital Corporation$25001-04-2010
Janice Marie JanjaninCentaurus Financial, Inc.Questar Capital Corporation01-04-2010
Jose Maria GarciaPlanMember Securities CorporationQuestar Capital Corporation$50001-06-2010
Robert James OseNPB Financial Group, LLCQuestar Capital Corporation$50001-12-2010
Michael SimicAvantax Investment Services, Inc.Questar Capital Corporation01-15-2010
David Larry DrummondCFD Investments, Inc.Questar Capital Corporation01-25-2010
Mitzi Bates ThompsonMoney Concepts Capital CorpQuestar Capital Corporation03-02-2010
Rodney Humphrey Jr.Coastal Equities, Inc.Questar Capital Corporation05-18-2010
Philip Thomas Howerton Jr.Securities America, Inc.Questar Capital Corporation$10006-30-2010
Petra Abel SzemeredyEquity Services, Inc.Questar Capital Corporation08-13-2010
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Showing 1 to 25 of 439 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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