Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Anton Milne1st Global Capital Corp.Questar Capital Corporation03-07-2018
Aaron Jay WursterQuest Capital Strategies, Inc.Questar Capital Corporation01-02-2019
Aaron Michael VincentVoya Financial Advisors, Inc.Questar Capital Corporation02-18-2016
Aaron Thomas ReedCetera Advisor Networks LLCQuestar Capital Corporation02-15-2019
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation$10012-17-2018
Adam Patrick LiquoriFSC Securities CorporationQuestar Capital Corporation$10007-25-2012
Alan Louis AugulisAugulis Financial Firm, L.L.C.Questar Capital Corporation06-09-2016
Alfred Lee DinglerCetera Advisor Networks LLCQuestar Capital Corporation$25002-12-2019
Allan Arthur BeckForesters Equity Services, Inc.Questar Capital Corporation03-25-2009
Allan Curtis ParlierLincoln InvestmentQuestar Capital Corporation$10002-15-2019
Amy Jean ErkenbrackThrivent Investment Management Inc.Questar Capital Corporation07-01-2014
Andre WatsonVoya Financial Advisors, Inc.Questar Capital Corporation$10010-13-2011
Andrew Alan KastenTaylor Capital Management Inc.Questar Capital Corporation$10005-12-2014
Andrew Baird DavisWoodbury Financial Services, Inc.Questar Capital Corporation04-09-2019
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation$10011-21-2018
Andrew Ryan GoldbergArete Wealth Management, LLCQuestar Capital Corporation$21005-10-2017
Andrew Scott FrankCambridge Investment Research, Inc.Questar Capital Corporation$10101-13-2015
Angela HernandezInvestment Professionals, Inc.Questar Capital Corporation$15001-04-2016
Annette Marie Funke-ThompsonEdward JonesQuestar Capital Corporation$25001-04-2010
Anthony Charles AndersonCetera Advisor Networks LLCQuestar Capital Corporation$10010-03-2017
Anthony Darrell HurtSecurities America, Inc.Questar Capital Corporation$25002-08-2019
Anthony J. SpringSecurities America, Inc.Questar Capital Corporation$25002-08-2019
Anthony T. KlingseisenAXA Advisors, LLCQuestar Capital Corporation$50002-26-2018
Arthur Dee QueenBrokers International Financial Services, LLC.Questar Capital Corporation02-04-2019
Barbara Ann BurgatBancWest Investment Services, Inc.Questar Capital Corporation$10005-23-2012
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Showing 1 to 25 of 439 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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