Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation$10012-17-2018
Bently Gordon FordCapital Asset Advisory Services, LLCQuestar Capital Corporation05-03-2018
Brian James HughesSecurities America, Inc.Questar Capital Corporation$50012-13-2018
Brian Lee KunkelCapital Asset Advisory Services, LLCQuestar Capital Corporation04-19-2018
Carl Thomas Steelman Jr.Regulus Advisors, LLCQuestar Capital Corporation$10011-01-2018
Daniel Claire Wolf Sr.Concorde Investment Services, LLCQuestar Capital Corporation11-15-2010
Gar Blake MccrayThe Leaders Group, Inc.Questar Capital Corporation10-22-2012
Gary Alan BlanchardUSA Financial Securities CorporationQuestar Capital Corporation$10005-07-2013
George ZobianAmerican Portfolios Financial Services, Inc.Questar Capital Corporation01-04-2019
John William ManzellaInfinex Investments, Inc.Questar Capital Corporation$44005-30-2017
Katherine Marie SimsonSigma Financial CorporationQuestar Capital Corporation$25007-17-2015
Laurie Pamela PiperParkland Securities, LLCQuestar Capital Corporation$25001-14-2019
Lawrence Eliot ZimblerRidgeway Conger Advisory ServicesQuestar Capital Corporation09-08-2010
Michael Jason ReidLPL Financial LLCQuestar Capital Corporation01-17-2012
Paula Jean ReynoldsRegulus Advisors, LLCQuestar Capital Corporation02-28-2017
Retha Diane RishRegulus Advisors, LLCQuestar Capital Corporation02-12-2019
Richard Allan JacksonSigma Financial CorporationQuestar Capital Corporation10-27-2017
Robert Ennis LuchsingerConcorde Investment Services, LLCQuestar Capital Corporation09-08-2011
Todd Richard HayworthCapital Asset Advisory Services, LLCQuestar Capital Corporation02-16-2018
Troy Andrew SpoonerParkland Securities, LLCQuestar Capital Corporation$25001-14-2019
Zach Albert LeggoBerthel, Fisher & Company Financial Services, Inc.Questar Capital Corporation09-10-2014

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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