Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deborah Louise HarrisInnovation Partners LLCQuestar Capital Corporation03-31-2016
Edward John GarabedianInnovation Partners LLCQuestar Capital Corporation$10010-14-2015
Frederick William StansberryPruco Securities, LLC.Questar Capital Corporation02-20-2019
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$5012-07-2018
Kevin Michael NervegnaSagePoint Financial, Inc.Questar Capital Corporation05-24-2018
Kristine Lynn PenningtonTriad Advisors LLCQuestar Capital Corporation02-02-2017
Philip Thomas Howerton JrSecurities America, Inc.Questar Capital Corporation$2506-30-2010
Steven Quinton LindgrenCrown Wealth Group LLCQuestar Capital Corporation03-08-2019

Showing 1 to 8 of 8 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.