Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Marc SlomeAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Wayne Richard BrunckAmerican Portfolios Financial Services, Inc.Questar Capital Corporation02-15-2019
Louis Adam GoldmanAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$2501-22-2019
Alan Louis AugulisAugulis Financial Firm, L.L.C.Questar Capital Corporation06-09-2016
Daniel Salavatore ReganataAvantax Investment Services, Inc.Questar Capital Corporation07-28-2015
Susan Elizabeth DoughertyCambridge Investment Research, Inc.Questar Capital Corporation04-03-2017
Joseph Donald FrankCambridge Investment Research, Inc.Questar Capital Corporation01-13-2015
Thomas Cathcart Leonards IIICambridge Investment Research, Inc.Questar Capital Corporation$10001-13-2015
Andrew Scott FrankCambridge Investment Research, Inc.Questar Capital Corporation$10101-13-2015
Richard DambolaCreative Financial Designs, Inc.Questar Capital Corporation09-15-2014
Stephen Bruce LeitzellGarden State Securities, Inc.Questar Capital Corporation11-06-2018
Steven David Fullerton SrKingdom Financial Group, LLCQuestar Capital Corporation01-26-2011
Brian Edward BiehlLincoln InvestmentQuestar Capital Corporation08-01-2016
Traci L KellyThe O.N. Equity Sales CompanyQuestar Capital Corporation01-02-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.