Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Vernon RiceSecurities America, Inc.Questar Capital Corporation$2506-03-2019
Michael Thomas PetersenWoodbury Financial Services, Inc.Questar Capital Corporation$2504-26-2019
Robert Williams IIIThrivent Investment Management Inc.Questar Capital Corporation04-26-2019
Andrew Baird DavisWoodbury Financial Services, Inc.Questar Capital Corporation04-09-2019
Todd Christopher MoritzWhite Turf Financial LLC.Questar Capital Corporation03-11-2019
Steven Quinton LindgrenCrown Wealth Group LLCQuestar Capital Corporation03-08-2019
Charles Edward MadisonCapital AnalystsQuestar Capital Corporation03-07-2019
Luke James StromCetera Advisor Networks LLCQuestar Capital Corporation03-04-2019
Paul Justin GiesMutual of Omaha Investor Services, Inc.Questar Capital Corporation03-04-2019
Steven Marc SlomeAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Jessica Michelle RosenVoya Financial Advisors, Inc.Questar Capital Corporation02-27-2019
Tindaro G. CataniaSecurities Service Network, LLCQuestar Capital Corporation$2502-25-2019
Matthew Wells CorbishleyPruco Securities, LLC.Questar Capital Corporation02-25-2019
David BarolSecurities America, Inc.Questar Capital Corporation$10002-22-2019
David Benjamin KaySecurities America, Inc.Questar Capital Corporation02-22-2019
Louis Maurice OlaveLincoln InvestmentQuestar Capital Corporation02-22-2019
Frederick William StansberryPruco Securities, LLC.Questar Capital Corporation02-20-2019
Dana Shawn VuteraCetera Advisors LLCQuestar Capital Corporation$5002-19-2019
Joshua Keith TootleVALIC Financial Advisors, Inc.Questar Capital Corporation02-19-2019
Aaron Thomas ReedCetera Advisor Networks LLCQuestar Capital Corporation02-15-2019
Wayne Richard BrunckAmerican Portfolios Financial Services, Inc.Questar Capital Corporation02-15-2019
Allan Curtis ParlierLincoln InvestmentQuestar Capital Corporation02-15-2019
Mandie Josephine PetersLincoln InvestmentQuestar Capital Corporation02-15-2019
Thomas Lee JamesLincoln InvestmentQuestar Capital Corporation02-15-2019
Shawn Patrick CookSecurities America, Inc.Questar Capital Corporation02-14-2019
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.