Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Christopher MoritzWhite Turf FinancialQuestar Capital Corporation03-11-2019
Jessica Michelle RosenVoya Financial Advisors, Inc.Questar Capital Corporation02-27-2019
David BarolSecurities America, Inc.Questar Capital Corporation$10002-22-2019
David Benjamin KaySecurities America, Inc.Questar Capital Corporation02-22-2019
Louis Maurice OlaveLincoln InvestmentQuestar Capital Corporation02-22-2019
Donna M MclaughlinAmerican Portfolios Financial Services, Inc.Questar Capital Corporation02-21-2019
Dana Shawn VuteraCetera Advisors LLCQuestar Capital Corporation$5002-19-2019
Allan Curtis ParlierLincoln InvestmentQuestar Capital Corporation$102-15-2019
Mandie Josephine PetersLincoln InvestmentQuestar Capital Corporation02-15-2019
Thomas Lee JamesCapital AnalystsQuestar Capital Corporation02-15-2019
Justin Peter MclaughlinCetera Advisors LLCQuestar Capital Corporation$2502-14-2019
Michael Vernon MccoyCetera Advisors LLCQuestar Capital Corporation$5002-14-2019
Shawn Patrick CookSecurities America, Inc.Questar Capital Corporation02-14-2019
Saralyn R RickmanBrokers International Financial Services, LLC.Questar Capital Corporation$102-13-2019
Alfred Lee DinglerCetera Advisor Networks LLCQuestar Capital Corporation$2502-12-2019
Retha Diane RishRegulus Advisors, LLCQuestar Capital Corporation02-12-2019
Corey M. LashellsPackerland Brokerage Services, Inc.Questar Capital Corporation02-11-2019
Richard Miller, Tony Hurt Securities America, Inc. Questar Capital Corporation$11302-08-2019
Anthony J SpringSecurities America, Inc.Questar Capital Corporation$2502-08-2019
George Burt Barankovich Jr.LPL Financial LLCQuestar Capital Corporation02-08-2019
Stephen Hill, Jeremy Hill, Jeffrey Kraft Securities America, Inc. Questar Capital Corporation$11102-07-2019
Janice Josephine HammondMadison Avenue Securities, LLCQuestar Capital Corporation02-06-2019
Bruce Verl MaussSecurities America, Inc.Questar Capital Corporation$5002-05-2019
Jeffrey Lloyd KraftSecurities America, Inc.Questar Capital Corporation$102-04-2019
Keith Thomas NezuhUSA Financial Securities CorporationQuestar Capital Corporation$5002-01-2019
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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