Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dave Odell JohnsonWoodbury Financial Services, Inc.Questar Capital Corporation$1,00003-01-2019
Michael Harris SearsWoodbury Financial Services, Inc.Questar Capital Corporation$10003-01-2019
Michael John Gordon Jr.Woodbury Financial Services, Inc.Questar Capital Corporation$10003-01-2019
Frederick Jon MetzgerWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
James Dennis HoughWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Jason Dean SauerWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Wayne Thomas AltmanWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Mary Kathleen NewhouseWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Randolph Miles PetersWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Jorge Luis MontelongoWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Scott Martin SuraceWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Steven Ira GildarWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Richard F KatzWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Christina Marie DooneWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Gaspar F. De La CruzWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Christopher David BuchananWoodbury Financial Services, Inc.Questar Capital Corporation$2003-01-2019
Carolyn Shapiro PozziWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
John Edward MelloWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Robert William CairnsWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Rafat Jadoun JadonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Maria Regina BedoyaWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Margaret Flaherty ElmerWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Charles Randolph LeeWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Elisia Marlene LattimerWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
William Austin SlepcevichWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Next Page »

Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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