Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Scott DiddelAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$25001-30-2019
Brian Stuart JollesHilltop Securities Independent Network Inc.Questar Capital Corporation$25001-29-2019
John Scott PimentalCetera Advisors LLCQuestar Capital Corporation$25001-28-2019
John K. McCarthyCetera Advisors LLCQuestar Capital Corporation$10001-25-2019
Michael Mark DuprezSecurities America, Inc.Questar Capital Corporation$50001-25-2019
William Taber BrownSecurities America, Inc.Questar Capital Corporation01-25-2019
Keith WrightWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Questar Capital Corporation$25001-24-2019
Saeed Abdulla SulaimanCFD Investments, Inc.Questar Capital Corporation$10001-23-2019
John Michael DonnellanPruco Securities, LLC.Questar Capital Corporation$25001-23-2019
Timothy J. GishSecurities America, Inc.Questar Capital Corporation01-23-2019
Gordon Lee DeckerCFD Investments, Inc.Questar Capital Corporation01-23-2019
Gregory Peter BrickCetera Advisor Networks LLCQuestar Capital Corporation$10001-22-2019
Louis Adam GoldmanAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$25001-22-2019
David Steven KrasnoffCetera Advisor Networks LLCQuestar Capital Corporation01-22-2019
Carl Aaron SchaefferThe Investment Center, Inc.Questar Capital Corporation01-18-2019
James Norris KaseSecurities America, Inc.Questar Capital Corporation$25001-17-2019
Dennis Richard MackleyHilltop Securities Independent Network Inc.Questar Capital Corporation$10001-16-2019
Theodore Roosevelt Schindler IIHilltop Securities Inc.Questar Capital Corporation$50001-16-2019
Dennis Jay BurdVerity Investments, Inc.Questar Capital Corporation$50001-16-2019
Barry Lee WellerLincoln Financial Advisors CorporationQuestar Capital Corporation$10001-15-2019
Laurie Pamela PiperParkland Securities, LLCQuestar Capital Corporation$25001-14-2019
Troy Andrew SpoonerParkland Securities, LLCQuestar Capital Corporation$25001-14-2019
Deborah Waynell AndrewsCetera Advisors LLCQuestar Capital Corporation01-10-2019
Brenda S DozierSummit Brokerage Services, Inc.Questar Capital Corporation$50001-09-2019
Peter Thomas LawrenceAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$10001-08-2019
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Showing 51 to 75 of 140 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.