Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jane Lee HoseltonRBC Capital Markets, LLCRBC Capital Markets, LLC$15004-17-2020
Malia Michelle HaskinsBMO Harris Financial Advisors, Inc.RBC Capital Markets, LLC04-16-2020
Pamela Ann StonerRaymond James & Associates, Inc.RBC Capital Markets, LLC04-14-2020
Christopher Joseph EstevezOppenheimer & Co. Inc.RBC Capital Markets, LLC$5004-08-2020
Bernard August VenturaLPL Financial LLCRBC Capital Markets, LLC$5003-24-2020
James Paul WymanRBC Capital Markets, LLCRBC Capital Markets, LLC$10003-23-2020
Gregory Richard ThompsonSpectrum Management Group, LLC.RBC Capital Markets, LLC03-13-2020
Christopher Paul HaddonNorthwest Capital Management Inc.RBC Capital Markets, LLC$15003-03-2020
Richard Glenn LovettWedbush Securities Inc.RBC Capital Markets, LLC02-14-2020
Carolyn Bethany HurleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2020
Patrick S DurhamJ.P. Morgan Securities LLCRBC Capital Markets, LLC$1502-07-2020
Robert Francis TanseyWedbush Securities Inc.RBC Capital Markets, LLC$10001-31-2020
Deborah Ann JuranRaymond James Financial Services, Inc.RBC Capital Markets, LLC$10001-30-2020
Melissa Mary Louise PaddockRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-30-2020
David Stuart RothOppenheimer & Co. Inc.RBC Capital Markets, LLC$15001-24-2020
Joseph Thompson BinderWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC01-21-2020
Olinda AyalaSecurian Financial Services, Inc.RBC Capital Markets, LLC01-14-2020
Ryan TorgusonHighTower Advisors, LLCRBC Capital Markets, LLC$5001-13-2020
Eric Ervin OttenMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC01-10-2020
Kelly Ray GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
Tyler G ChildersWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
Jack Edward FayOppenheimer & Co. Inc.RBC Capital Markets, LLC$50001-06-2020
Ashley Wells OliverEdward JonesRBC Capital Markets, LLC01-06-2020
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
Edward C G Tyree IIIEudaimonia Partners, LLCRBC Capital Markets, LLC12-10-2019
Next Page »

Showing 1 to 25 of 1,111 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.